Scott B. Williams

CLUTINGER WILLIAMS & VERHOYE

SAN DIEGO, CA 92120

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CRD#: 2093970

Professional summary

Scott Brian Williams, CFP® is a registered financial advisor currently at CLUTINGER WILLIAMS & VERHOYE INC located in San Diego, California.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Scott has worked at 4 firms and has passed the Series 63, Series 2 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Brian Williams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1995

Experience

Current

December 10, 1997 - Present

CLUTINGER WILLIAMS & VERHOYE INC

Office #1: 6398 Del Cerro Blvd Suite 3, San Diego, CA 92120

RIA

CRD#: 111082

SAN DIEGO, CA

Past

May 14, 1992 - February 22, 1995

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Past

October 11, 1990 - March 12, 1992

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

Past

October 11, 1990 - March 12, 1992

PRUCO SECURITIES, LLC.

CRD#: 5685

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLUTINGER WILLIAMS & VERHOYE INC

CRD#: 111082 / SEC#: 801-5935

RIA

Registered Investment Advisory firm - (9/3/1969 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/10/1997)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/16/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 2

Date: 5/26/1995

Non-Member General Securities Examination

General Industry/Product Exam

Series 6

Date: 10/9/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CLUTINGER WILLIAMS & VERHOYE INC

CRD#: 111082 / SEC#: 801-5935

RIA

Registered Investment Advisory firm - (9/3/1969 Approved)

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Contact information

Main Address

6398 Del Cerro Blvd Ste 3, San Diego, CA 92120-4761

Mailing Address

Phone number

(619) 326-0900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A & 2B BROCHURE 2025 (9/19/2025)

Regulatory assets under management

Total Number of Accounts	255
AUM (Assets Under Management)	$ 163,101,604

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott B. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Brian Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLUTINGER WILLIAMS & VERHOYE INC

PRINCIPAL SECURITIES, INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

CLUTINGER WILLIAMS & VERHOYE INC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/16/1990

Series 2

Date: 5/26/1995

Series 6

Date: 10/9/1990

Current Firm

CLUTINGER WILLIAMS & VERHOYE INC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLUTINGER WILLIAMS & VERHOYE INC

TRUST BUT VERIFY

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