Timothy S. Gardiner

GARDINER INVESTMENT GROUP

WEST CHESTER, PA 19380

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CRD#: 2093863

Professional summary

Timothy Scott Gardiner is a registered financial advisor currently at GARDINER INVESTMENT GROUP, INC. located in West Chester, Pennsylvania.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Timothy has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INVOLVEMENT AS AN INDEPENDENT INSURANCE AGENT SELLING LIFE, HEALTH, AND DISABILITY INSURANCE PRODUCTS / WEST CHESTER, PA / APPROVED FEBRUARY 6, 2004 2. INVOLVEMENT IN SOLE PROPRIETORSHIP, GARDINER INVESTMENT GROUP HOLDINGS, / OFFER TAX PREPARATION SERVICES CONSISTING OF PERSONAL INCOME TAX RETURNS AS WELL AS EMPLOYER-SPONSORED RETIREMENT PLAN RETURNS (FORM 5500S) FOR ESTABLISHED AND NEW CLIENTS / WEST CHESTER, PA /APPROVED AUGUST 24, 2004 3. 10/28/2011 - TYTREVKEN LLC - OWNER OF OFFICE BUILDING; COMMERCIAL REAL ESTATE MANAGEMENT AND RENTAL TO OTHER PROFESSIONALS / WEST CHESTER, PA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Scott Gardiner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2001 - Present

GARDINER INVESTMENT GROUP, INC.

Office #1: 60 W. Boot Road, West Chester, PA 19380

RIA

CRD#: 112512

WEST CHESTER, PA

Past

February 23, 2010 - October 1, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

WEST CHESTER, PA

Past

December 15, 2003 - October 1, 2018

LPL FINANCIAL LLC

CRD#: 6413

WEST CHESTER, PA

Past

February 2, 1996 - January 6, 2004

WALNUT STREET ADVISERS INC

RIA

CRD#: 109903

KING OF PRUSSIA, PA

Past

November 20, 1995 - December 18, 2003

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

June 10, 1993 - November 21, 1995

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

May 10, 1991 - June 22, 1993

FIDELITY EQUITY SERVICES CORPORATION

CRD#: 17455

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(8/22/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/7/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/5/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/13/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/8/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/12/2004

General Securities Principal Examination

Current Firm

GARDINER INVESTMENT GROUP, INC.

CRD#: 112512 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (8/22/2001 Approved)

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Contact information

Main Address

West Chester, PA

Mailing Address

Phone number

(215) 990-1875

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	56
AUM (Assets Under Management)	$ 43,105,465

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy S. Gardiner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Scott Gardiner's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WALNUT STREET ADVISERS INC

WALNUT STREET SECURITIES, INC.

OSAIC WEALTH, INC.

FIDELITY EQUITY SERVICES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 6/7/1994

Series 63

Date: 12/5/1990

SIE

Date: 10/1/2018

Series 7

Date: 6/13/1995

Series 6

Date: 5/8/1991

Series 24

Date: 3/12/2004

Current Firm

GARDINER INVESTMENT GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GARDINER INVESTMENT GROUP, INC.

TRUST BUT VERIFY

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