JS
Jeffrey A. Shelton
KESTRA ADVISORY SERVICES
Fort Wayne, IN 46804
Some features on this profile are disabled
CRD#: 2093860
JS
Jeffrey A SheltonKESTRA ADVISORY SERVICES
Professional summary
Jeffrey A Shelton, who also goes by Jeff Shelton, Jeffrey A Shelton, Jeffrey Allan Shelton, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Fort Wayne, Indiana and KESTRA INVESTMENT SERVICES, LLC located in Ft. Wayne, Indiana.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Jeffrey has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Aliases
Jeff Shelton | Jeffrey A Shelton | Jeffrey Allan Shelton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: NORWELL BASEBALL CLUB POSI: Board President NOB: Board position INV REL: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 1100 E. US 224, Ossian IN 46777 DESC: schedule and run 2-3 Board meetings per year Name: THE PADDOCK LLC POSI: owner NOB: Wedding and Event Center INV REL: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2023 ADDRESS: 7635 W Jefferson Blvd, Fort Wayne IN 46804 DESC: Very little other than signing checks and setting/monitoring the budget Name: KESTRA ADVISORY SERVICES, LLC POSI: IAR NOB: Investment advisory services through Kestra Advisory Services, LLC INV REL: Yes # OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 11/27/2023 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, DESC: working with clients Name: FLAT CREEK LLC POSI: Owner NOB: farm ground & farming operations INV REL: No # OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 03/14/2007 ADDRESS: 7635 W Jefferson Blvd, Fort Wayne IN 46804 DESCRIPTION: set strategic direction buy and sell assets Name: SHELTON FINANCIAL GROUP INC POSI: President/Founder NOB: Insurance INV REL: Yes # OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 03/06/1996 ADDRESS: 7635 W Jefferson Blvd, Fort Wayne IN 46804 DESC: manage the team. work with individual clients. set budgets, oversee strategic planning Name: EXCEL TAX, LLC POSI: owner NOB: Tax/Accounting/CPA INV REL: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2021 ADDRESS: 7635 W Jefferson Blvd, Fort Wayne IN 46804 DESC: no real activity yet Name: FORT WAYNE TECHNOLOGY GROUP, LLC POS: 0wner NOB: IT services INV REL: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/31/2020 ADDRESS: 7635 W Jefferson Blvd, Fort Wayne IN 46804 DESCRIPTION: i do very little other than review and sign checks Name: ZANESVILLE COMMUNITY PARK, INC, INC POSITION: President NATURE: Board position INVESTMENT RELATED: No # OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 10/14/2024 ADDRESS: 3088 Van Horn, Zanesville IN 46799 DESCRIPTION: oversee board meetings. set strategic goals. pull weeds. mow. Name: LIGHTED GARDENS POSITION: owner NATURE: event and wedding venue INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2026 ADDRESS: 10794 N State Road 1, Ossian IN 46770, United States DESCRIPTION: limited duties. mostly just financing the deal
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey A Shelton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 27, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 7635 W Jefferson Blvd, Fort Wayne, IN 46804Office #2: 1102 N Jefferson, Ossian, IN 46777RIA
CRD#: 283330
Fort Wayne, IN
Current
November 27, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 7635 W. Jefferson Blvd, Ft. Wayne, IN 46804Office #2: 1102 N Jefferson, Ossian, IN 46777BD
CRD#: 42046
Ft. Wayne, IN
Past
January 17, 2018 - November 27, 2023
USA FINANCIAL SECURITIES LLC
RIA
CRD#: 103857
Ossian, IN
Past
January 17, 2018 - November 27, 2023
USA FINANCIAL SECURITIES LLC
BD
CRD#: 103857
Ossian, IN
Past
July 16, 2009 - January 26, 2018
APW CAPITAL, INC.
BD
CRD#: 43814
FORT WAYNE, IN
Past
October 24, 2005 - July 20, 2009
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
FORT WAYNE, IN
Past
December 3, 2002 - February 12, 2018
SHELTON FINANCIAL GROUP, INC.
RIA
CRD#: 123318
FORT WAYNE, IN
Past
September 12, 2000 - October 24, 2005
BLUE VASE SECURITIES, LLC
BD
CRD#: 46765
WASHINGTON, PA
Past
January 31, 1996 - September 22, 2000
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
October 1, 1990 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
October 1, 1990 - December 21, 1995
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/27/2023)
RR
Indiana(11/27/2023)
IAR
Indiana(11/27/2023)
RR
Michigan(11/27/2023)
RR
Missouri(11/27/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Loading...
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Fort Wayne, IN 46804TRUST BUT VERIFY
Monitor Jeffrey Shelton
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
