KC
Kevin C. Carmony
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
PERRYSBERG, OH 43551
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CRD#: 2093027
KC
Professional summary
Kevin Cabot Carmony is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Perrysberg, Ohio and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Perrysburg, Ohio.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Kevin has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.COVENTRY WOODS PROPERTY DEVLOPMENT LLC, START 03/01/04, 28350 KENSINGTON LN PERRYSBURG OH, LLC THAT OWNS BUILDING FOR BUTLER CAPITAL, PARTNER 1 HR/WK- 1/TRADING HR. 2. BUTLER CAPITAL ADVISORS, 28350 KENSINGTON LANE, STE 100, PERRYSBURG, OH, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 07/01/90, INV REL, 8 HR/WK- 8/TRADING HR. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 12/18/09 4. BCA INSURANCE GROUP, LLC, 28350 KENSINGTON LANE, STE 100, PERRYSBURG, OH, PROPERTY AND CASUALTY AGENCY, PARTNER, 09/01/08, NIR, 3 HR/WK- 2/TRADING HR. 5. KEVIN CARMONY-OFFICIAL, 28350 KENSINGTON LANE, STE 100, PERRYSBURG, OH, SWIMMING AND DIVING OFFICIAL, 11/01/96, NIR, 50 HR/YR- 8/TRADING HR. 6. KEVIN CARMONY RENTAL PROPERTY, 7168 WALNUT HILL RD, MANITOU BEACH, MI, REAL ESTATE SALES/MORTGAGE ORIGINATION, PROPERTY OWNER, 07/12/21, NIR, 2 HR/MO- 1/TRADING HR. 7. CONTRACTECH, TOLEDO OH, BOARD MEMBER/OFFICER OF A NON-PROFIT, NIR, 06/30/2023, 1HR/MO, 1/TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Cabot Carmony's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 18, 2009 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 28350 Kensington Lane Ste 100, Perrysberg, OH 43551RIA
CRD#: 134139
PERRYSBERG, OH
Current
December 18, 2009 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 28350 Kensington Ln Ste 100, Perrysburg, OH 43551BD
CRD#: 39543
Perrysburg, OH
Past
January 1, 2004 - December 18, 2009
CETERA ADVISORS LLC
RIA
CRD#: 10299
PERRYSBURG, OH
Past
January 1, 2004 - December 18, 2009
CETERA ADVISORS LLC
BD
CRD#: 10299
PERRYSBURG, OH
Past
December 7, 1999 - January 1, 2004
VESTAX SECURITIES CORPORATION
RIA
CRD#: 10332
HUDSON, OH
Past
August 4, 1997 - January 1, 2004
VESTAX SECURITIES CORPORATION
BD
CRD#: 10332
HUDSON, OH
Past
October 24, 1990 - August 25, 1997
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(9/12/2019)
RR
Michigan(12/18/2009)
RR
Ohio(12/18/2009)
IAR
Ohio(12/18/2009)
RR
Pennsylvania(1/5/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Perrysberg, OH 43551TRUST BUT VERIFY
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