Scott Herkert

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CRD#: 2092867

Professional summary

Scott Herkert was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Scott is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Scott had worked at 11 firms, which includes GKN SECURITIES CORP., MEYERS POLLOCK ROBBINS INC., MONITOR INVESTMENT GROUP INC., BARRON CHASE SECURITIES INC., S. D. COHN & CO. INC., ROBERT TODD FINANCIAL CORP., FIRST ASSET MANAGEMENT INC., AMERICAN BOND GROUP INC., LEHMAN BROTHERS INC., HANOVER STERLING & COMPANY LTD., SOUTH RICHMOND SECURITIES INC..

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 1, 1996 - January 30, 1998

GKN SECURITIES CORP.

CRD#: 19415

NEW YORK, NY

Past

July 24, 1996 - October 7, 1996

MEYERS POLLOCK ROBBINS, INC.

CRD#: 13436

NEW YORK, NY

Past

October 5, 1995 - July 25, 1996

MONITOR INVESTMENT GROUP, INC.

CRD#: 31007

Past

January 16, 1995 - September 18, 1995

BARRON CHASE SECURITIES, INC.

CRD#: 18969

BOCA RATON, FL

Past

April 22, 1994 - June 9, 1996

S. D. COHN & CO., INC.

CRD#: 27827

HAUPPAUGE, NY

Past

June 7, 1993 - December 10, 1993

ROBERT TODD FINANCIAL CORP.

CRD#: 7423

NEW YORK, NY

Past

September 16, 1992 - May 26, 1993

S. D. COHN & CO., INC.

CRD#: 27827

HAUPPAUGE, NY

Past

March 31, 1992 - July 22, 1992

FIRST ASSET MANAGEMENT, INC.

CRD#: 17341

GARDEN CITY, NY

Past

January 23, 1992 - April 4, 1992

GKN SECURITIES CORP.

CRD#: 19415

NEW YORK, NY

Past

September 12, 1991 - October 22, 1991

AMERICAN BOND GROUP, INC.

CRD#: 18318

Past

May 29, 1991 - August 20, 1991

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

April 30, 1991 - June 4, 1991

HANOVER, STERLING & COMPANY LTD.

CRD#: 15491

NEW YORK, NY

Past

April 29, 1991 - May 1, 1991

GKN SECURITIES CORP.

CRD#: 19415

NEW YORK, NY

Past

April 29, 1991 - May 6, 1991

SOUTH RICHMOND SECURITIES, INC.

CRD#: 14913

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 5/13/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/26/1991

General Securities Representative Examination

Current Firm

GKN SECURITIES CORP.

GKN SECURITIES CORP. | GKN SECURITIES, LTD.

CRD#: 19415 / SEC#: , 8-37442

Terminated by SEC on 11/09/2001

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Contact information

Main Address

Mailing Address

Phone number

Established

New York since 05/31/1985

Firm type

Corporation

Fiscal year end

January

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
FIREBRAND FINANCIAL GROUP, INC.	HOLDING COMPANY
BRUNO, VINCENT MICHAEL	SR VP/ DIRECTOR OF COMPLIANCE	1845833
CITRIN, ERIC C	FINANCIAL AND OPERATIONS PRINCIPAL	4285315
GLADSTONE, ROBERT HOWARD	PRESIDENT/CEO	722442

Disclosures

Regulatory Event	17
Civil Event	1
Arbitration	15

Red Flags

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Scott Herkert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MEYERS POLLOCK ROBBINS, INC.

MONITOR INVESTMENT GROUP, INC.

BARRON CHASE SECURITIES, INC.

S. D. COHN & CO., INC.

ROBERT TODD FINANCIAL CORP.

S. D. COHN & CO., INC.

FIRST ASSET MANAGEMENT, INC.

GKN SECURITIES CORP.

AMERICAN BOND GROUP, INC.

LEHMAN BROTHERS INC.

HANOVER, STERLING & COMPANY LTD.

GKN SECURITIES CORP.

SOUTH RICHMOND SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/13/1991

Series 7

Date: 4/26/1991

Current Firm

GKN SECURITIES CORP.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

GKN SECURITIES CORP.

TRUST BUT VERIFY

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