JM
Jeanne Moulton
TRUIST SECURITIES
ATLANTA, GA 30308
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CRD#: 2092778
JM
Professional summary
Jeanne Moulton, who also goes by Jeanne Marie Mcginley, Jeanne Marie Moulton, Jeannie Moulton, is a registered financial professional currently at TRUIST SECURITIES, INC. located in Atlanta, Georgia.
Jeanne is registered as a RR (Registered Representative) and started their career in finance in 1990. Jeanne has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jeanne Marie Mcginley | Jeanne Marie Moulton | Jeannie Moulton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jeanne Moulton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 23, 2021 - Present
TRUIST SECURITIES, INC.
Office #1: 303 Peachtree St, Ne Fl 22 24 & 25, Atlanta, GA, 30308BD
CRD#: 6271
ATLANTA, GA
Past
May 19, 2015 - March 17, 2020
FHN FINANCIAL SECURITIES CORP.
BD
CRD#: 46346
ATLANTA, GA
Past
April 27, 2011 - May 18, 2015
STERNE, AGEE & LEACH, INC.
BD
CRD#: 791
ATLANTA, GA
Past
January 30, 1998 - October 8, 1999
COLLEGE & UNIVERSITY SECURITIES CORPORATION
BD
CRD#: 42468
MEMPHIS, TN
Past
March 21, 1991 - May 3, 2000
ICBA SECURITIES
BD
CRD#: 24088
MEMPHIS, TN
Past
January 1, 1991 - May 3, 2000
VINING-SPARKS IBG, LLC
BD
CRD#: 27502
MEMPHIS, TN
Past
November 23, 1990 - January 1, 1991
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
BD
CRD#: 16493
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/23/2021)
RR
Alaska(11/23/2021)
RR
Arizona(11/23/2021)
RR
Arkansas(11/23/2021)
RR
California(11/23/2021)
RR
Colorado(11/23/2021)
RR
Connecticut(11/23/2021)
RR
Delaware(11/23/2021)
RR
District of Columbia(11/23/2021)
RR
Florida(11/23/2021)
RR
Georgia(11/23/2021)
RR
Hawaii(11/23/2021)
RR
Idaho(11/23/2021)
RR
Illinois(11/23/2021)
RR
Indiana(11/23/2021)
RR
Iowa(11/23/2021)
RR
Kansas(11/23/2021)
RR
Kentucky(11/23/2021)
RR
Louisiana(11/23/2021)
RR
Maine(11/23/2021)
RR
Maryland(11/23/2021)
RR
Massachusetts(11/23/2021)
RR
Michigan(11/23/2021)
RR
Minnesota(11/23/2021)
RR
Mississippi(11/23/2021)
RR
Missouri(11/23/2021)
RR
Montana(11/23/2021)
RR
Nebraska(11/23/2021)
RR
Nevada(11/23/2021)
RR
New Hampshire(11/23/2021)
RR
New Jersey(11/23/2021)
RR
New Mexico(11/23/2021)
RR
New York(11/23/2021)
RR
North Carolina(11/23/2021)
RR
North Dakota(11/23/2021)
RR
Ohio(11/23/2021)
RR
Oklahoma(11/23/2021)
RR
Oregon(11/23/2021)
RR
Pennsylvania(11/23/2021)
RR
Puerto Rico(11/23/2021)
RR
Rhode Island(11/23/2021)
RR
South Carolina(11/23/2021)
RR
South Dakota(11/23/2021)
RR
Tennessee(11/23/2021)
RR
Texas(11/23/2021)
RR
Utah(11/23/2021)
RR
Vermont(11/23/2021)
RR
Virginia(11/23/2021)
RR
Washington(11/23/2021)
RR
West Virginia(11/23/2021)
RR
Wisconsin(11/23/2021)
RR
Wyoming(11/23/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 5/17/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
TS
TRUIST SECURITIES, INC.
ALEXANDER KEY INVESTMENTS | TRUIST SECURITIES, INC. | SUNTRUST ROBINSON HUMPHREY, INC. | SUNTRUST ROBINSON HUMPHREY | SUNTRUST EQUITABLE SECURITIES CORPORATION | SUNTRUST EQUITABLE SECURITIES | SUNTRUST CAPITAL MARKETS, INC. | SUNTRUST CAPITAL MANAGEMENT, INC. | EQUITABLE SECURITIES CORPORATION
CRD#: 6271 / SEC#: , 8-17212
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
740 Battery Ave, Atlanta, GA 30339
Mailing Address
740 Battery Ave, Atlanta, GA 30339
Phone number
(404) 926-5600
Established
Tennessee since 07/01/1972
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | PARENT COMPANY | |
| COLEMAN, SHELLEY BRENNAN | AML OFFICER | 3163295 |
| FARRELL, KATHLEEN ANNE | BOARD MEMBER | 4038178 |
| HACKETT, THOMAS PATRICK | CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | 2878035 |
| HUFFSTETLER, MARK | BOARD MEMBER AND CHIEF CREDIT OFFICER | 2830214 |
| HUMPHREYS, ADAM | SECRETARY AND CHIEF LEGAL OFFICER | 7866934 |
| JESSANI, KERRY | BOARD MEMBER | 5048754 |
| MILLIGAN, JOHN | PRINCIPAL OPERATIONS OFFICER | 3206391 |
| MORRIS, DONALD ROSS JR | CHIEF FINANCIAL OFFICER | 3231801 |
| PAPPAS, ALBERT GEORGE | CHIEF COMPLIANCE OFFICER | 1875535 |
Disclosures
| Regulatory Event | 22 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
