Karleigh B. Reitzel
Professional summary
Karleigh Brett Reitzel, who also goes by Karleigh Brett Reitsel, is a registered financial professional currently at ASSETMARK BROKERAGE, LLC located in Phoenix, Arizona.
Karleigh is registered as a RR (Registered Representative) and started their career in finance in 1992. Karleigh has worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karleigh Brett Reitzel's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 15, 2014 - Present
ASSETMARK BROKERAGE, LLC
Office #1: 3200 N. Central Avenue 7th Floor, Phoenix, AZ 85012-2426April 16, 2012 - August 15, 2014
CAPITAL BROKERAGE CORPORATION
April 7, 2011 - March 19, 2012
VANGUARD MARKETING CORPORATION
February 5, 2010 - March 16, 2011
CHASE INVESTMENT SERVICES CORP.
May 20, 2003 - May 28, 2008
UBS SECURITIES LLC
July 26, 2002 - September 5, 2002
UBS SECURITIES LLC
January 26, 1999 - May 23, 2003
UBS FINANCIAL SERVICES INC.
October 23, 1992 - December 31, 1998
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/20/2023)
Exams
Series 55
Date: 9/10/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
ASSETMARK BROKERAGE, LLC
CRD#: 169804 / SEC#: , 8-69391
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
