Gregory W. Minard
Professional summary
Gregory Ward Minard, who also goes by Greg Minard, is a registered financial professional currently at BUCKLER SECURITIES LLC located in Greenwich, Connecticut.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1990. Gregory has worked at 9 firms and has passed the Series 63, Series 3, Series 72, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Ward Minard's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 2, 2022 - Present
BUCKLER SECURITIES LLC
Office #1: 5 Greenwich Office Park, Suite 350, Greenwich, CT 06831August 18, 2022 - December 1, 2022
KOPENTECH CAPITAL MARKETS LLC
June 6, 2016 - August 27, 2021
MIRAE ASSET SECURITIES (USA) INC.
September 12, 2014 - June 3, 2016
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
June 29, 1998 - June 14, 2013
UBS SECURITIES LLC
September 2, 1997 - June 29, 1998
SBC WARBURG DILLON READ INC.
February 7, 1995 - September 2, 1997
SBC WARBURG, INC.
February 20, 1992 - January 25, 1995
KIDDER, PEABODY & CO. INCORPORATED
September 13, 1990 - October 22, 1991
INTL FCSTONE PARTNERS L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/2/2022)
(12/2/2022)
(12/2/2022)
(12/2/2022)
(12/2/2022)
(12/2/2022)
(12/2/2022)
(12/2/2022)
(11/5/2024)
(12/2/2022)
(12/2/2022)
(12/2/2022)
(12/2/2022)
(12/2/2022)
(12/2/2022)
(12/2/2022)
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Current Firm
BUCKLER SECURITIES LLC
CRD#: 284576 / SEC#: , 8-69807
Contact information
FINRA licenses (16 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARMOUR CAPITAL MANAGEMENT LP | SHAREHOLDER | 164570 |
| ARMOUR TRS INC | SHAREHOLDER | |
| CONIGLIARIO, THOMAS JOSEPH | CHIEF OPERATING OFFICER / PRINCIPLE OPERATIONS OFFICER | 1366831 |
| ESANNASON, CARLO YVAN | CCO | 4869110 |
| HARPER, GORDON MACKAY | CHIEF FINANCIAL OFFICER | 6632019 |
| JOSHI, JAI PAUL | CHIEF RISK OFFICER | 2263070 |
| KOKKO, LASSE ARTTURI | PRINCIPLE FINANCIAL OFFICER ("PFO") / FINOP | 6976957 |
| MISIANO, RICHARD JOHN | CHIEF EXECUTIVE OFFICER | 2339879 |
| ULM, SCOTT JEFFREY | PRINCIPAL | 1575205 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
