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DD

Devere S. Dudley

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CRD#: 2092082
DD

Professional summary

Devere Scott Dudley was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Devere Scott Dudley was a registered financial professional .

Devere is a previously registered financial professional and started their career in finance in 1992. Devere had worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Finish Line Financial - Oak Harbor, WA. Nature of the Business: Support Company/DBA (Owner). Position/Title: Support Company/DBA (Owner). Investment Related:No. Start Date: 05/25/2018. Hours per month devoted to this business: 173. Hours per month devoted to this business during trading hours: 108. Description of duties: Finish Line Financial is an LLC that I own which allows me to run my practice while utilizing the Raymond James Financial Services platform. 2) DJ BUD FOX, NON-INVESTMENT RELATED, 184 NW Delta Ct., Oak Harbor, WA, 98277 MOBILE DISC JOCKEY SERVICES, OWNER/PROPRIETOR, 16 HOURS DEVOTED PER MONTH, 0 HOURS DEVOTED DURING TRADING HOURS, STARTED:11/2018. I provide music for weddings as well parties. All of the dollars generated from this activity goes to Polio Plus through the Rotary Foundation where it is then matched two to one by the Bill and Melinda Gates Foundation.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 25, 2018 - May 24, 2022

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
Anacortes, WA
Past

May 25, 2018 - May 24, 2022

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
Anacortes, WA
Past

February 1, 2016 - May 30, 2018

EDWARD JONES

BD
CRD#: 250
OAK HARBOR, WA
Past

January 28, 2016 - May 30, 2018

EDWARD JONES

RIA
CRD#: 250
OAK HARBOR, WA
Past

March 6, 2007 - January 25, 2016

EDWARD JONES

RIA
CRD#: 250
OAK HARBOR, WA
Past

September 19, 1995 - January 25, 2016

EDWARD JONES

BD
CRD#: 250
OAK HARBOR, WA
Past

July 31, 1995 - August 28, 1995

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

November 3, 1994 - June 26, 1995

WAMU INVESTMENTS, INC.

BD
CRD#: 599
IRVINE, CA
Past

July 30, 1992 - November 2, 1994

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
WAVERLY, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MARY ELIZABETH HAAS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES ADVISORY SERVICES

CRD#: 149018 / SEC#: 801-69815

RIA
Registered Investment Advisory firm - (12/23/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/27/2007
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 3/26/1993
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/19/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/15/1991
General Securities Representative Examination

Current Firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MARY ELIZABETH HAAS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES ADVISORY SERVICES

CRD#: 149018 / SEC#: 801-69815

RIA
Registered Investment Advisory firm - (12/23/2008 Approved)
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Contact information

Main Address
880 Carillon Parkway, Saint Petersburg, FL 33716
Mailing Address
Phone number
(727) 567-3020
Established
Firm type
Fiscal year end
# of Employees
6,727

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. WRAP BROCHURE (6/30/2025)
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. FIRM BROCHURE (6/30/2025)

Regulatory assets under management

Total Number of Accounts1,030,208
AUM (Assets Under Management)$ 344,868,106,925

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/12/2025
Cover Page
Report
08/21/2024
Cover Page
Report
09/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

CRD#: 149018

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