RO
Richard H. Ohlrich
RFG ADVISORY
VESTAVIA HILLS, AL 35242
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CRD#: 2091824
RO
Professional summary
Richard Henry Ohlrich, who also goes by Rick Ohlrich, is a registered financial advisor currently at RFG ADVISORY, LLC located in Vestavia Hills, Alabama and PRIVATE CLIENT SERVICES, LLC located in Birmingham, Alabama.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Richard has worked at 11 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rick Ohlrich
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Crump Insurance. Insurance Agent. Life/Health, and variable insurance offerings to personal and family accounts. 20 hrs/mo;20 during trading hrs. 2) RFG Advisory. Investment related. Start Date: 01/2022. 1400 Urban Center Dr, Ste 475, Vestavia Hills, AL 35242. RIA. 160 hrs/mo; 96 during trading hrs.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Henry Ohlrich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 31, 2022 - Present
RFG ADVISORY, LLC
Office #1: 1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242RIA
CRD#: 158401
VESTAVIA HILLS, AL
Current
February 1, 2022 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 1400 Urban Center Drive Suite 475, Birmingham, AL 35242RIA
BD
CRD#: 120222
Birmingham, AL
Past
September 12, 2017 - February 4, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
TROY, MI
Past
January 12, 2015 - September 11, 2017
CENTER FOR WEALTH PLANNING ADVISORS, INC
RIA
CRD#: 173312
TROY, MI
Past
August 1, 2012 - November 2, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
TROY, MI
Past
January 15, 2010 - July 31, 2012
LPL FINANCIAL LLC
RIA
CRD#: 6413
TROY, MI
Past
December 23, 2009 - February 4, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
TROY, MI
Past
June 23, 2009 - October 13, 2009
MUTUAL SERVICE CORPORATION
RIA
CRD#: 4806
WEST PALM BEACH, FL
Past
August 22, 2005 - October 13, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
May 27, 2004 - August 18, 2005
CIG SECURITIES
BD
CRD#: 129864
SOUTHFIELD, MI
Past
March 31, 2003 - October 28, 2004
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
BD
CRD#: 13609
CEDAR RAPIDS, IA
Past
October 17, 2000 - March 31, 2003
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
BD
CRD#: 2864
BRYAN, OH
Past
July 27, 1998 - August 11, 2000
LASALLE FINANCIAL SERVICES, INC.
BD
CRD#: 20373
CHICAGO, IL
Past
October 30, 1995 - July 27, 1998
STANDARD BROKERAGE SERVICES, INC.
BD
CRD#: 14387
Past
September 23, 1992 - September 25, 1995
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
NAPA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
RFG ADVISORY, LLC
21:5 ADVISORS WEALTH MANAGEMENT | WINGO WEALTH | WILLOW PRIVATE WEALTH | WILLIAMS FINANCIAL ADVISORS, LLC "WFA" | VOLARE WEALTH ADVISORS | TURNPOINT WEALTH | TREKNORTH INVESTMENT MANAGEMENT | THE WORLEY BANKS GROUP | SUSKO WEALTH ADVISORS | STRODTMAN WEALTH MANAGEMENT | STONES RIVER WEALTH MANAGEMENT | SIXPOINT FINANCIAL PARTNERS | SABLE POINT WEALTH MANAGEMENT | RVA WEALTH MANAGEMENT | ROUTE FINANCIAL GROUP | RJB FINANCIAL PLANNING | RIVER OAK ASSET ADVISORY | RFG ADVISORY, LLC | RFG ADVISORY GROUP, LLC | RFG ADVISORY | RESOLUTE WEALTH MANAGEMENT | RELIANCE FINANCIAL GROUP | PARAMOUNT FINANCIAL PLANNING | NAVIPATH FINANCIAL | META PRIVATE WEALTH | MATTERHORN PRIVATE WEALTH | LIND WEALTH MANAGEMENT | LICATA FINANCIAL DESIGN | LEMZAR CAPITAL | LEALAND WEALTH PARTNERS | LANDSCAPE WEALTH ADVISORS | L7 WEALTH | KWM WEALTH | KUBERA WEALTH MANAGEMENT | ITER FINANCIAL WELLNESS | INVESTOR'S RESOURCE | INVESTA FINANCIAL PLANNING | IN SEASON FINANCIAL GROUP | GROUNDED FINANCIAL PLANNING | GFG WEALTH ADVISORS | GALLIA WEALTH MANAGEMENT GROUP | FREEMAN WEALTH MANAGEMENT | FOUR SEASONS WEALTH MANAGEMENT | FOUR SEASONS FINANCIAL EDUCATION | EXECUTIVE COMPENSATION GROUP | ETA INVESTMENTS | ETA INVESTMENT & TAX ADVISORS | ENTERPRISE INVESTMENT PLANNING | EDUCATOR RETIREMENT SOLUTIONS | EDUCATOR PENSION RESOURCES | EDGEWOOD WEALTH ADVISORS | DESIGN WEALTH ADVISORS | CURATO ADVISORY | CROSS TIMBERS FINANCIAL GROUP | CRESCENT PRIVATE WEALTH | COPPER PASS ADVISORY | COPE PRIVATE WEALTH | COOPER TOWER WEALTH | CONFIDENCE FINANCIAL PARTNERS | CMC FINANCIAL | CHEAHA WEALTH MANAGEMENT | CARDINAL ASSET ADVISORY | CAMBIUM WEALTH PARTNERS | BRIANNE FINANCIAL | BLUEBIRD ADVISORY | BLUE SANDS WEALTH MANAGEMENT | BLAKE WEALTH MANAGEMENT | BILLINGS GROUP | BAYVIEW PRIVATE WEALTH | BARRETT CAPITAL ADVISORY | BALANCEPOINT FINANCIAL | BALANCE WEALTH PARTNERS | ARIV WEALTH | APPLE TREE LANE WEALTH MANAGEMENT | ANCHORING CAPITAL | AIMWELL FINANCIAL | AFIA WEALTH MANAGEMENT
CRD#: 158401 / SEC#: 801-79153
RIA
Registered Investment Advisory firm - (2/6/2014 Approved)Alabama
Registered Investment Advisory firm - (2/27/2014 Terminated)Florida
Registered Investment Advisory firm - (2/18/2014 Terminated)Georgia
Registered Investment Advisory firm - (2/18/2014 Terminated)Louisiana
Registered Investment Advisory firm - (2/28/2014 Terminated)Texas
Registered Investment Advisory firm - (2/18/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(1/31/2022)
RR
Alabama(2/8/2022)
RR
Alaska(2/8/2022)
RR
Arizona(2/1/2022)
RR
Arkansas(2/4/2022)
RR
California(2/1/2022)
RR
Colorado(2/1/2022)
RR
Connecticut(2/1/2022)
RR
Delaware(2/2/2022)
RR
District of Columbia(2/11/2022)
RR
Florida(2/1/2022)
RR
Georgia(2/3/2022)
RR
Hawaii(2/3/2022)
RR
Idaho(2/1/2022)
RR
Illinois(2/8/2022)
RR
Indiana(2/10/2022)
RR
Iowa(2/7/2022)
RR
Kansas(2/1/2022)
RR
Kentucky(2/1/2022)
RR
Louisiana(2/2/2022)
RR
Maine(2/1/2022)
RR
Maryland(2/1/2022)
RR
Massachusetts(2/2/2022)
RR
Michigan(2/1/2022)
RR
Minnesota(2/8/2022)
RR
Mississippi(2/1/2022)
RR
Missouri(2/1/2022)
RR
Montana(2/2/2022)
RR
Nebraska(2/3/2022)
RR
Nevada(2/1/2022)
RR
New Hampshire(2/1/2022)
RR
New Jersey(2/1/2022)
RR
New Mexico(2/1/2022)
RR
New York(2/1/2022)
RR
North Carolina(2/1/2022)
RR
North Dakota(2/7/2022)
RR
Ohio(2/1/2022)
RR
Oklahoma(2/7/2022)
RR
Oregon(2/1/2022)
RR
Pennsylvania(2/1/2022)
RR
Rhode Island(2/1/2022)
RR
South Carolina(2/1/2022)
RR
South Dakota(2/7/2022)
RR
Tennessee(2/1/2022)
IAR
Texas(1/31/2022)
RR
Texas(2/1/2022)
RR
Utah(2/1/2022)
RR
Vermont(2/3/2022)
RR
Virgin Islands(2/2/2022)
RR
Virginia(3/3/2022)
RR
Washington(2/1/2022)
RR
West Virginia(2/1/2022)
RR
Wisconsin(2/1/2022)
RR
Wyoming(2/4/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RA
RFG ADVISORY, LLC
21:5 ADVISORS WEALTH MANAGEMENT | WINGO WEALTH | WILLOW PRIVATE WEALTH | WILLIAMS FINANCIAL ADVISORS, LLC "WFA" | VOLARE WEALTH ADVISORS | TURNPOINT WEALTH | TREKNORTH INVESTMENT MANAGEMENT | THE WORLEY BANKS GROUP | SUSKO WEALTH ADVISORS | STRODTMAN WEALTH MANAGEMENT | STONES RIVER WEALTH MANAGEMENT | SIXPOINT FINANCIAL PARTNERS | SABLE POINT WEALTH MANAGEMENT | RVA WEALTH MANAGEMENT | ROUTE FINANCIAL GROUP | RJB FINANCIAL PLANNING | RIVER OAK ASSET ADVISORY | RFG ADVISORY, LLC | RFG ADVISORY GROUP, LLC | RFG ADVISORY | RESOLUTE WEALTH MANAGEMENT | RELIANCE FINANCIAL GROUP | PARAMOUNT FINANCIAL PLANNING | NAVIPATH FINANCIAL | META PRIVATE WEALTH | MATTERHORN PRIVATE WEALTH | LIND WEALTH MANAGEMENT | LICATA FINANCIAL DESIGN | LEMZAR CAPITAL | LEALAND WEALTH PARTNERS | LANDSCAPE WEALTH ADVISORS | L7 WEALTH | KWM WEALTH | KUBERA WEALTH MANAGEMENT | ITER FINANCIAL WELLNESS | INVESTOR'S RESOURCE | INVESTA FINANCIAL PLANNING | IN SEASON FINANCIAL GROUP | GROUNDED FINANCIAL PLANNING | GFG WEALTH ADVISORS | GALLIA WEALTH MANAGEMENT GROUP | FREEMAN WEALTH MANAGEMENT | FOUR SEASONS WEALTH MANAGEMENT | FOUR SEASONS FINANCIAL EDUCATION | EXECUTIVE COMPENSATION GROUP | ETA INVESTMENTS | ETA INVESTMENT & TAX ADVISORS | ENTERPRISE INVESTMENT PLANNING | EDUCATOR RETIREMENT SOLUTIONS | EDUCATOR PENSION RESOURCES | EDGEWOOD WEALTH ADVISORS | DESIGN WEALTH ADVISORS | CURATO ADVISORY | CROSS TIMBERS FINANCIAL GROUP | CRESCENT PRIVATE WEALTH | COPPER PASS ADVISORY | COPE PRIVATE WEALTH | COOPER TOWER WEALTH | CONFIDENCE FINANCIAL PARTNERS | CMC FINANCIAL | CHEAHA WEALTH MANAGEMENT | CARDINAL ASSET ADVISORY | CAMBIUM WEALTH PARTNERS | BRIANNE FINANCIAL | BLUEBIRD ADVISORY | BLUE SANDS WEALTH MANAGEMENT | BLAKE WEALTH MANAGEMENT | BILLINGS GROUP | BAYVIEW PRIVATE WEALTH | BARRETT CAPITAL ADVISORY | BALANCEPOINT FINANCIAL | BALANCE WEALTH PARTNERS | ARIV WEALTH | APPLE TREE LANE WEALTH MANAGEMENT | ANCHORING CAPITAL | AIMWELL FINANCIAL | AFIA WEALTH MANAGEMENT
CRD#: 158401 / SEC#: 801-79153
RIA
Registered Investment Advisory firm - (2/6/2014 Approved)Alabama
Registered Investment Advisory firm - (2/27/2014 Terminated)Florida
Registered Investment Advisory firm - (2/18/2014 Terminated)Georgia
Registered Investment Advisory firm - (2/18/2014 Terminated)Louisiana
Registered Investment Advisory firm - (2/28/2014 Terminated)Texas
Registered Investment Advisory firm - (2/18/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245
Mailing Address
Phone number
(205) 397-2450
Established
Firm type
Fiscal year end
# of Employees
277
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 23,999 |
| AUM (Assets Under Management) | $ 6,120,333,343 |
Red Flags
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Company Information
RFG ADVISORY, LLC
CRD#: 158401Vestavia Hills, AL 35242TRUST BUT VERIFY
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Contact information
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