Jeffrey S. Ingros
Professional summary
Jeffrey Scott Ingros was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeffrey is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Jeffrey had worked at 7 firms, which includes RAYMOND JAMES FINANCIAL SERVICES ADVISORS INC, RAYMOND JAMES FINANCIAL SERVICES INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, JANNEY MONTGOMERY SCOTT LLC, ADVEST INC., METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2013 - February 24, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
November 6, 2013 - February 24, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 14, 2007 - November 14, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 14, 2007 - November 14, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 2, 2006 - June 8, 2007
JANNEY MONTGOMERY SCOTT LLC
November 3, 1997 - June 8, 2007
JANNEY MONTGOMERY SCOTT LLC
March 2, 1992 - November 19, 1997
ADVEST, INC.
January 7, 1991 - March 23, 1992
METROPOLITAN LIFE INSURANCE COMPANY
January 7, 1991 - March 23, 1992
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/18/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
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