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Andrew Michael Macinnes

WEILD & CO.
New York, NY
·CRD# 2091729·36 years experience

Professional Summary

Andrew Michael Macinnes is a registered financial advisor currently at WEILD & CO. located in New York, New York. Andrew is registered as a RR (Registered Representative) and started their career in finance in 1990. Andrew has worked at 6 firms and has passed the Series 63, Series 62, Series 82TO, Series 57TO, Series 79TO, Series 99TO, SIE, Series 55, Series 87, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

WEILD & CO.·CRD# 132398
BD
230 Park Avenue 3rd And 4th Floors, New York, NY 10169
December 20, 2021 - Present
CR GLOBAL MARKETS INC.·CRD# 166318
BD
New York, NY
April 11, 2016 - May 22, 2017
BRILLIQUID LLC·CRD# 167567
BD
Short Hills, NJ
October 7, 2013 - February 25, 2020
OPPENHEIMER & CO. INC.·CRD# 249
BD
New York, NY
January 14, 2008 - March 5, 2012
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
February 2, 1998 - January 14, 2008
SALOMON BROTHERS INC.·CRD# 740
BD
New York, NY
September 27, 1990 - December 31, 1997

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Current Firm

W&
WEILD & CO.

CMA PARTNERS, LLC | WEILD CAPITAL, LLC | WEILD & CO., LLC | WEILD & CO. | THE NATIONAL RESEARCH STANDARD, INC. | THE NATIONAL RESEARCH STANDARD | THE NATIONAL RESEARCH EXCHANGE | ISSUWORKS CAPITAL, LLC

CRD#: 132398 / SEC#: 8-66593
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

777 29th Street Suite 402, Boulder, CO 80303

Mailing Address

777 29th Street Suite 402, Boulder, CO 80303

Phone Number

(303) 223-9621

Established

New York since 10/22/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WEILD & CO., INC.SOLE MEMBER—
ONESTO, RICHARD ERNESTFINOP2453096
WEILD, DAVID IVMEMBER, CHAIRMAN AND CEO1336395
WEILD, DAVID IVCHIEF COMPLIANCE OFFICER, AML PRINCIPAL1336395

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(9/4/2025)
RR
Connecticut
(9/4/2025)
RR
District of Columbia
(9/4/2025)
RR
Florida
(9/4/2025)
RR
Illinois
(9/4/2025)
RR
Kansas
(9/4/2025)
RR
Massachusetts
(9/4/2025)
RR
New Jersey
(12/20/2021)
RR
New York
(12/20/2021)
RR
Texas
(9/4/2025)
RR
Washington
(9/4/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1991About the Series 63 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Jan 2023

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jan 2023About the Series 82TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jun 2013

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Nov 2004About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Sep 1990About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jul 2003About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Andrew Michael Macinnes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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