TF
Thomas P. Furlong
KESTRA ADVISORY SERVICES
Louisville, KY 40223
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CRD#: 2091577
TF
Professional summary
Thomas Patrick Furlong, who also goes by Tom Furlong, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Louisville, Kentucky and KESTRA INVESTMENT SERVICES, LLC located in Louisville, Kentucky.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Thomas has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tom Furlong
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Meritrust Wealth Management LLC Investment Related: Yes Address: 462 S 4th St, Ste 2600 Louisville KY 40202 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Register Rep Start Date: 11/1/1991 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Meeting clientsBusiness Name: Kestra Advisory Services Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Ste 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: advisor Start Date: 11/16/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: investments and planning
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Patrick Furlong's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 16, 2018 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 10200 Forest Green Blvd. Suite 407, Louisville, KY 40223RIA
CRD#: 283330
Louisville, KY
Current
November 16, 2018 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 10200 Forest Green Blvd. Suite 100, Louisville, KY 40223BD
CRD#: 42046
Louisville, KY
Past
May 1, 2014 - May 7, 2019
MWM ADVISORY
RIA
CRD#: 166411
LOUISVILLE, KY
Past
February 1, 2005 - September 7, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
LOUISVILLE, KY
Past
February 1, 2005 - November 26, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
LOUISVILLE, KY
Past
December 2, 2003 - January 13, 2005
MONY SECURITIES CORPORATION
RIA
CRD#: 4386
LOUISVILLE, KY
Past
December 2, 2003 - January 13, 2005
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
March 12, 2003 - December 2, 2003
TRUSTED SECURITIES ADVISORS CORP.
RIA
CRD#: 24049
LOUISVILLE, KY
Past
March 10, 2003 - December 2, 2003
TRUSTED SECURITIES ADVISORS CORP.
BD
CRD#: 24049
NEW YORK, NY
Past
May 31, 2001 - March 6, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
LOUISVILLE, KY
Past
December 6, 2000 - March 6, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
October 2, 1991 - October 3, 2000
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
January 1, 1991 - June 26, 1991
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
January 1, 1991 - June 26, 1991
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/7/2024)
RR
Arizona(11/16/2018)
RR
California(11/16/2018)
RR
Colorado(11/16/2018)
RR
Connecticut(11/16/2018)
RR
Delaware(11/16/2018)
RR
District of Columbia(6/25/2021)
RR
Florida(11/16/2018)
RR
Georgia(11/16/2018)
RR
Illinois(6/25/2021)
RR
Indiana(11/16/2018)
RR
Kansas(8/30/2021)
RR
Kentucky(11/16/2018)
IAR
Kentucky(11/16/2018)
RR
Massachusetts(11/24/2021)
RR
Michigan(11/16/2018)
RR
Missouri(11/24/2021)
RR
Nevada(11/16/2018)
RR
New Mexico(11/16/2018)
RR
New York(11/16/2018)
RR
North Carolina(2/13/2020)
RR
Ohio(11/16/2018)
RR
Pennsylvania(10/7/2024)
RR
Rhode Island(9/28/2021)
RR
South Carolina(9/3/2021)
RR
Tennessee(5/7/2020)
RR
Texas(11/16/2018)
RR
Utah(11/16/2018)
RR
Virginia(11/16/2018)
RR
Washington(11/16/2018)
RR
West Virginia(3/7/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Louisville, KY 40223TRUST BUT VERIFY
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