James F. Hemmer

HOVDE GROUP

Inverness, IL 60067

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CRD#: 2091258

Professional summary

James Frederick Hemmer, who also goes by James F Hemmer, Jim Hemmer, is a registered financial professional currently at HOVDE GROUP, LLC located in Inverness, Illinois.

James is registered as a RR (Registered Representative) and started their career in finance in 1991. James has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

James F Hemmer | Jim Hemmer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Frederick Hemmer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 12, 2024 - Present

HOVDE GROUP, LLC

Office #1: 1629 Colonial Parkway, Inverness, IL 60067

CRD#: 25425

Inverness, IL

Past

April 20, 2015 - August 21, 2024

STEPHENS

CRD#: 3496

CHICAGO, IL

Past

November 18, 2014 - April 23, 2015

STERNE, AGEE & LEACH, INC.

CRD#: 791

CHICAGO, IL

Past

October 25, 2012 - November 19, 2014

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

CHICAGO, IL

Past

March 14, 2003 - October 22, 2012

SANDLER, O'NEILL & PARTNERS, L.P.

CRD#: 23328

CHICAGO, IL

Past

May 17, 2000 - February 11, 2003

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

March 25, 1997 - April 19, 2000

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

January 2, 1997 - April 2, 1997

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

April 25, 1991 - January 2, 1997

THE CHICAGO CORPORATION

CRD#: 1449

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(1/2/2025)

Exams

State Security Law Exam

Series 63

Date: 1/18/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/3/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/11/2003

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

HOVDE GROUP, LLC

HOVDE GROUP, LLC | HOVDE SECURITIES, INC. | HOVDE SECURITIES LLC

CRD#: 25425 / SEC#: , 8-41597

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

1629 Colonial Parkway, Inverness, IL 60067

Mailing Address

1629 Colonial Parkway, Inverness, IL 60067

Phone number

(847) 991-6622

Established

Delaware since 10/11/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HOVDE, STEVEN DONALD	CHAIRMAN, CHIEF EXECUTIVE OFFICER	1907781
BARBARINE, NICKOLAS JOHN	SENIOR MANAGING PARTNER	2274812
HOVDE, KIRK STEVEN	MANAGING PARTNER/HEAD OF INVESTMENT BANKING	5552791
DAVIS, PATRICIA LYNN	CHIEF COMPLIANCE OFFICER	5613123
DIJOHN, ANTHONY JOHN	CFO/FINOP	6370306
HEDREI, MICHAEL STEPHEN	MANAGING PARTNER/HEAD OF CAPITAL MARKETS	4243972

Disclosures

Regulatory Event

Red Flags

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Advisor Monitoring

Firm Stability Insights

James F. Hemmer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Frederick Hemmer's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEPHENS

STERNE, AGEE & LEACH, INC.

ROBERT W. BAIRD & CO. INCORPORATED

SANDLER, O'NEILL & PARTNERS, L.P.

LEHMAN BROTHERS INC.

KEYBANC CAPITAL MARKETS INC.

ABN AMRO INCORPORATED

THE CHICAGO CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 1/18/1991

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/3/1990

Series 24

Date: 7/11/2003

FINRA

Nasdaq Stock Market

Current Firm

HOVDE GROUP, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

HOVDE GROUP, LLC

TRUST BUT VERIFY

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