Reginald M. Browne
Professional summary
Reginald Matthew Browne, who also goes by Reggie Browne, is a registered financial professional currently at GTS SECURITIES LLC located in New York, New York and MISCHLER FINANCIAL GROUP, INC. located in New York, New York.
Reginald is registered as a RR (Registered Representative) and started their career in finance in 2002. Reginald has worked at 13 firms and has passed the Series 63, Series 57TO, Series 99TO, Series 82TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Reginald Matthew Browne's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 20, 2019 - Present
GTS SECURITIES LLC
Office #1: 625 Avenue Of The Americas 3rd Floor, New York, NY 10011May 20, 2019 - Present
MISCHLER FINANCIAL GROUP, INC.
Office #1: 625 Avenue Of Americas 3rd Floor, New York, NY, 10011November 3, 2022 - Present
GTS EXECUTION SERVICES LLC
Office #1: 625 Avenue Of Americas 3rd Floor, New York, NY 10011September 18, 2013 - May 20, 2019
CANTOR FITZGERALD & CO.
July 2, 2012 - September 20, 2013
VIRTU AMERICAS LLC
September 22, 2010 - December 31, 2010
KNIGHT CAPITAL MARKETS LLC
May 29, 2009 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
July 2, 2007 - June 2, 2009
NEWEDGE USA, LLC
September 26, 2006 - June 18, 2007
LABRANCHE STRUCTURED PRODUCTS DIRECT
March 8, 2006 - January 16, 2007
TD ARRANGED SERVICES LLC
April 22, 2004 - October 27, 2005
KELLOGG CAPITAL GROUP LLC
August 11, 2003 - April 9, 2004
SIG BROKERAGE, LP
April 4, 2002 - August 22, 2003
SIG INDEX SPECIALISTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/16/2020)
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 55
Date: 12/18/2006
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
GTS EXECUTION SERVICES LLC
CRD#: 306364 / SEC#: , 8-70455
Contact information
FINRA licenses (21 States and Territories)
Documents
Red Flags
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