Matthew C. Ching
Professional summary
Matthew Charles Ching, who also goes by Matt Ching, is a registered financial professional currently at DWS DISTRIBUTORS, INC. located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1993. Matthew has worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Charles Ching's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 20, 2023 - Present
DWS DISTRIBUTORS, INC.
Office #1: 875 Third Avenue, New York, NY 10022January 3, 2012 - January 7, 2015
BLACKROCK INVESTMENTS, LLC
November 6, 2009 - December 31, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
January 22, 2009 - December 31, 2009
BLACKROCK EXECUTION SERVICES
October 19, 2001 - April 4, 2002
DWS DISTRIBUTORS, INC.
May 9, 1996 - October 19, 2001
DEAM INVESTOR SERVICES, INC.
February 9, 1995 - April 21, 1995
IFMG SECURITIES, INC.
July 29, 1993 - September 7, 1993
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/11/2025)
Exams
Series 7TO
Date: 12/20/2023
General Securities Representative ExaminationFINRA
Current Firm
DWS DISTRIBUTORS, INC.
CRD#: 37306 / SEC#: , 8-47765
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DWS INVESTMENT MANAGEMENT AMERICAS , INC. | SHAREHOLDER | |
| ABBOTT, KEVIN S | CHIEF OPERATING OFFICER | 4210778 |
| BALUYOT, RHEEZA RAMOS | CHIEF FINANCIAL OFFICER | 8028310 |
| CHELEL, NICOLE M. | CHIEF COMPLIANCE OFFICER | 4748490 |
| IKUSS, AMANDA JEAN | VICE PRESIDENT & DIRECTOR | 6602098 |
| MAUTE, BRIAN C | CHAIRMAN OF THE BOARD/DIRECTOR, CHIEF EXECUTIVE OFFICER / PRESIDENT | 2929953 |
| REUTER, MICHELLE S | VICE PRESIDENT | 6572669 |
| SHIELDS, JOHN POWELL JR | DIRECTOR & VICE PRESIDENT | 1950330 |
| WILCZEWSKI, JOEL JOHN | VICE PRESIDENT | 2815498 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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