Kenneth C. Rogozinski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Charles Rogozinski, who also goes by Kenneth C Rogozinski, Kenneth Charles Rogozinski, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1990. Kenneth had worked at 6 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2018 - November 6, 2020
GREYSTONE BROKER DEALER CORP
October 1, 2008 - February 11, 2009
J.P. MORGAN SECURITIES LLC
July 11, 2007 - October 1, 2008
J.P. MORGAN SECURITIES INC.
May 1, 2006 - July 5, 2007
MORGAN STANLEY & CO. LLC
February 3, 1998 - March 20, 2002
GREYSTONE CAPITAL HOLDINGS CORPORATION
September 19, 1990 - January 23, 1998
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/22/2018
General Securities Representative ExaminationCurrent Firm
GREYSTONE BROKER DEALER CORP
CRD#: 284359 / SEC#: , 8-69800
Contact information
Documents
Red Flags
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