Kenneth M. Lubbock

MONTROSE ADVISORS

New York, NY 10022

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CRD#: 2089657

Professional summary

Kenneth Miles Lubbock, who also goes by Kenneth Miles Boyd Lubbock, Kenneth Lubbock, is a registered financial advisor currently at MONTROSE ADVISORS INC located in New York, New York.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Kenneth has worked at 2 firms and has passed the Series 65, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kenneth Miles Boyd Lubbock | Kenneth Lubbock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Lubbock serves as a Director to the following investment funds managed by Henderson Alternative Investment Advisor Limited: The AlphaGen Octanis Fund, The AlphaGen Rigel Fund, The AlphaGen Rigel Master Fund, and the AlphaGen Capella Fund. Mr. Lubbock serves as a Director to the Masters Strategic Investors Fund.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Miles Lubbock's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 28, 2020 - Present

MONTROSE ADVISORS INC

Office #1: 505 Park Avenue Third Floor, New York, NY 10022

RIA

CRD#: 105918

New York, NY

Past

April 30, 1992 - November 8, 2001

BOSTON INVESTING CORPORATION

CRD#: 7178

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MONTROSE ADVISORS INC

MB ADVISORS | MONTROSE ADVISORS INCORPORATED | MONTROSE ADVISORS INC

CRD#: 105918 / SEC#: 801-45235

RIA

Registered Investment Advisory firm - (11/23/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/28/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/15/1992

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 3/8/2021

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/28/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/10/1992

General Securities Principal Examination

Current Firm

MONTROSE ADVISORS INC

MB ADVISORS | MONTROSE ADVISORS INCORPORATED | MONTROSE ADVISORS INC

CRD#: 105918 / SEC#: 801-45235

RIA

Registered Investment Advisory firm - (11/23/1993 Approved)

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Contact information

Main Address

7 East 60th Street 2nd Floor, New York, NY 10022

Mailing Address

Phone number

(212) 888-4747

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MONTROSE ADVISORS INCORPORATED FORM ADV PART 2 2025 07 (7/17/2025)

Regulatory assets under management

Total Number of Accounts	29
AUM (Assets Under Management)	$ 647,463,550

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kenneth M. Lubbock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Miles Lubbock's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONTROSE ADVISORS INC

BOSTON INVESTING CORPORATION

Primary Firm SEC Registration

MONTROSE ADVISORS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/15/1992

Series 3

Date: 3/8/2021

Series 7

Date: 4/28/1992

Series 24

Date: 6/10/1992

Current Firm

MONTROSE ADVISORS INC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MONTROSE ADVISORS INC

TRUST BUT VERIFY

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