Marilyn M. Edelman
Professional summary
Marilyn Miki Edelman MS., who also goes by Marilyn Miki Edelman, is a registered financial professional currently at MACQUARIE CAPITAL (USA) INC. located in New York, New York.
Marilyn is registered as a RR (Registered Representative) and started their career in finance in 2000. Marilyn has worked at 5 firms and has passed the Series 63, Series 65, Series 86, Series 87, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marilyn Miki Edelman MS.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2016 - Present
MACQUARIE CAPITAL (USA) INC.
Office #1: 660 5th Ave, New York, NY 10103September 7, 2005 - August 14, 2006
MACQUARIE CAPITAL (USA) INC.
April 28, 2004 - March 3, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 26, 2002 - April 12, 2004
J.P. MORGAN SECURITIES INC.
November 6, 2001 - March 21, 2002
PORTIGON SECURITIES INC.
January 20, 2000 - August 23, 2001
COMMERZ MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/4/2016)
Exams
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Nasdaq Stock Market
Current Firm
MACQUARIE CAPITAL (USA) INC.
CRD#: 36368 / SEC#: , 8-47198
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MACQUARIE HOLDINGS (USA) INC. | SHAREHOLDER | |
| BACHTELER, TOBIAS | CO-CHIEF EXECUTIVE OFFICER | 4945558 |
| CHAN, PAULINA M | CHIEF COMPLIANCE OFFICER | 3211559 |
| CONAHAN, JAMES S | CHIEF FINANCIAL OFFICER/FINOP | 2538695 |
| DE FREITAS, CARLOS A | CHIEF OPERATING OFFICER | 4812920 |
| FULTON, JANEEN KAY | AML OFFICER | 3066508 |
| VALENTINE, ROBERT GEOFFREY | DIRECTOR | 5633577 |
| VUOLO, JEREMY MURPHY | CO-CHIEF EXECUTIVE OFFICER | 2798378 |
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
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