David S. Park

CETERA INVESTMENT ADVISERS

VALENCIA, CA 91381

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CRD#: 2089271

Professional summary

David Soong Park is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Valencia, California and CETERA WEALTH SERVICES, LLC located in Valencia, California.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. David has worked at 13 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Soong Park's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 2, 2026 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 26650 The Old Road Suite 213, Valencia, CA 91381

RIA

CRD#: 105644

VALENCIA, CA

Current

March 2, 2026 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 26650 The Old Road Suite 213, Valencia, CA 91381

CRD#: 13572

VALENCIA, CA

Past

November 3, 2023 - March 5, 2026

OSAIC WEALTH, INC.

RIA

CRD#: 23131

VALENCIA, CA

Past

November 3, 2023 - March 5, 2026

OSAIC WEALTH, INC.

CRD#: 23131

VALENCIA, CA

Past

February 16, 2016 - November 3, 2023

FSC SECURITIES CORPORATION

CRD#: 7461

VALENCIA, CA

Past

February 12, 2016 - November 3, 2023

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

VALENCIA, CA

Past

November 10, 2009 - February 23, 2016

U.S. BANCORP ADVISORS, LLC

RIA

CRD#: 14455

ENCINO, CA

Past

November 10, 2009 - February 23, 2016

U.S. BANCORP ADVISORS, LLC

CRD#: 14455

ENCINO, CA

Past

August 31, 2004 - November 9, 2009

WESCOM FINANCIAL SERVICES

CRD#: 125650

SHERMAN OAKS, CA

Past

June 17, 2003 - November 9, 2009

WESCOM FINANCIAL SERVICES

RIA

CRD#: 125650

SHERMAN OAKS, CA

Past

April 23, 2002 - September 1, 2004

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

SHERMAN OAKS, CA

Past

April 23, 2002 - September 1, 2004

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

SAN DIEGO, CA

Past

February 14, 2001 - April 30, 2002

LPL FINANCIAL LLC

RIA

CRD#: 6413

LOS ANGELES, CA

Past

May 1, 2000 - April 30, 2002

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

January 5, 1998 - May 2, 2000

GUARANTY BROKERAGE SERVICES, INC.

CRD#: 23302

ST. CLOUD, MN

Past

January 31, 1996 - December 31, 1997

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

October 11, 1994 - January 31, 1996

MARKETING ONE SECURITIES, INC.

CRD#: 16611

PORTLAND, OR

Past

November 1, 1993 - October 12, 1994

WESTERN FINANCIAL CORPORATION

CRD#: 6118

SAN DIEGO, CA

Past

July 15, 1991 - October 21, 1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/2/2026)

California
(3/2/2026)

IAR

California
(3/2/2026)

Colorado
(3/2/2026)

Georgia
(3/2/2026)

Hawaii
(3/2/2026)

Idaho
(3/31/2026)

Michigan
(3/2/2026)

Nevada
(3/2/2026)

Oregon
(3/2/2026)

Pennsylvania
(3/2/2026)

Texas
(3/2/2026)

IAR

Texas
(3/3/2026)

Utah
(3/2/2026)

Washington
(3/2/2026)

Wisconsin
(3/13/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/8/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/7/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/12/1991

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

PREMIUM

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David S. Park

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Soong Park's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

U.S. BANCORP ADVISORS, LLC

U.S. BANCORP ADVISORS, LLC

WESCOM FINANCIAL SERVICES

WESCOM FINANCIAL SERVICES

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

GUARANTY BROKERAGE SERVICES, INC.

ALLSTATE FINANCIAL SERVICES, LLC

MARKETING ONE SECURITIES, INC.

WESTERN FINANCIAL CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/8/2000

Series 63

Date: 8/7/1991

SIE

Date: 10/1/2018

Series 7

Date: 7/12/1991

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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