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CB

Claudia M. Batlle

SEAVIEW INVESTMENT MANAGERS
CORAL GABLES, FL 33134
Some features on this profile are disabled
CRD#: 2089161
CB
Claudia Maria De La Paz BatlleSEAVIEW INVESTMENT MANAGERS

Professional summary

Claudia Maria De La Paz Batlle, CFP® is a registered financial advisor currently at SEAVIEW INVESTMENT MANAGERS LLC located in Coral Gables, Florida and VECTORGLOBAL WMG located in Miami, Florida.

Claudia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Claudia has worked at 3 firms and has passed the Series 66, SIE, Series 87, Series 86, Series 7 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Claudia Maria De La Paz Batlle's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2017

Experience

Current

July 23, 2019 - Present

SEAVIEW INVESTMENT MANAGERS LLC

Office #1: 2 Alhambra Plaza Suite 802, Coral Gables, FL 33134
RIA
CRD#: 300155
CORAL GABLES, FL
Current

July 27, 2011 - Present

VECTORGLOBAL WMG

Office #1: 1001 Brickell Bay Drive Suite 1900, Miami, FL 33131Office #2: 1001 Brickell Bay Drive, Suite 1900, Miami, FL 33131
BD
CRD#: 32396
MIAMI, FL
Past

April 30, 2012 - June 26, 2026

VECTORGLOBAL IAG, INC.

RIA
CRD#: 147129
MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SEAVIEW INVESTMENT MANAGERS LLC
CLAUDIA M.P. BATLLE, CFP (R) LLC | SEAVIEW INVESTMENT MANAGERS LLC | SEAVIEW GLOBAL INVESTMENTS

CRD#: 300155 / SEC#: 801-114975

RIA
Registered Investment Advisory firm - (4/9/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Florida
(7/23/2019)
RR
New Jersey
(10/26/2017)
RR
Texas
(4/30/2015)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/26/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 2/13/2012
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 86
Date: 2/6/2012
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 7
Date: 7/26/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/9/2011
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SI
SEAVIEW INVESTMENT MANAGERS LLC
CLAUDIA M.P. BATLLE, CFP (R) LLC | SEAVIEW INVESTMENT MANAGERS LLC | SEAVIEW GLOBAL INVESTMENTS

CRD#: 300155 / SEC#: 801-114975

RIA
Registered Investment Advisory firm - (4/9/2019 Approved)
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Contact information

Main Address
2 Alhambra Plaza Suite 802, Coral Gables, FL 33134
Mailing Address
Phone number
(305) 330-2332
Established
Firm type
Fiscal year end
# of Employees
13

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SEAVIEW INVESTMENT MANAGERS LLC - ADV PART 2A BROCHURE (3/18/2026)

Regulatory assets under management

Total Number of Accounts1,597
AUM (Assets Under Management)$ 1,369,637,924

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEAVIEW INVESTMENT MANAGERS LLC

CRD#: 300155Coral Gables, FL 33134

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