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Michael Paul Guetzkow

CFP®
SALIENT CAPITAL L.P.
Dallas, TX
·CRD# 2089099·36 years registered

Professional Summary

Michael Paul Guetzkow, CFP®, who also goes by Michael P Guetzkow, Mike Guetzkow, Michael Guetzkow, is a registered financial advisor currently at SALIENT CAPITAL L.P. located in Dallas, Texas. Michael is registered as a RR (Registered Representative) and started their career in finance in 1990. Michael has worked at 16 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael P Guetzkow, Mike Guetzkow, Michael Guetzkow

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial Planner

Years of Experience

36 years registered in the securities industry

Current & Past Employments

Current

SALIENT CAPITAL L.P.Current·CRD# 147912
BD
200 Crescent Court Suite 1200, Dallas, TX 75201
January 5, 2025 - Present

Past

FORESIDE FUND SERVICES, LLCPast·CRD# 46106
BD
Portland, ME
July 9, 2019 - December 31, 2024
CHARLES SCHWAB & CO., INC.Past·CRD# 5393
BD
Torrance, CA
April 12, 2018 - June 13, 2019
CHARLES SCHWAB & CO., INC.Past·CRD# 5393
RIA
Torrance, CA
April 9, 2018 - June 13, 2019
NYLIFE DISTRIBUTORS LLCPast·CRD# 35350
BD
Jersey City, NJ
January 7, 2013 - November 7, 2016
WELLS INVESTMENT SECURITIES,INC.Past·CRD# 15252
BD
Norcross, GA
November 9, 2010 - December 14, 2012
TRANSAMERICA CAPITAL, LLCPast·CRD# 8217
BD
Denver, CO
March 18, 2009 - November 11, 2010
RIVERSOURCE DISTRIBUTORS, INC.Past·CRD# 139135
BD
Minneapolis, MN
March 26, 2008 - January 29, 2009
COHEN & STEERS SECURITIES, LLCPast·CRD# 29258
BD
New York, NY
June 15, 2006 - March 17, 2008
LORD, ABBETT & CO. LLCPast·CRD# 110391
RIA
Jersey City, NJ
January 22, 2002 - June 5, 2006
LORD ABBETT DISTRIBUTOR LLCPast·CRD# 530
BD
Jersey City, NJ
December 12, 2001 - June 5, 2006
WS GRIFFITH SECURITIES, INC.Past·CRD# 10410
BD
Hartford, CT
October 29, 2001 - December 21, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
New York, NY
October 7, 1999 - October 26, 2001
IDS LIFE INSURANCE COMPANYPast·CRD# 6321
BD
Minneapolis, MN
December 13, 1991 - July 18, 1995
AMERIPRISE FINANCIAL SERVICES, LLCPast·CRD# 6363
BD
Minneapolis, MN
December 13, 1991 - July 18, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANYPast·CRD# 5181
BD
Boston, MA
September 17, 1990 - January 28, 1992
SIGNATOR INVESTORS, INC.Past·CRD# 468
BD
Boston, MA
September 17, 1990 - January 28, 1992

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Current Firm

SC
SALIENT CAPITAL L.P.

SALIENT CAPITAL L.P.

CRD#: 147912 / SEC#: 8-67938
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

10000 Memorial Drive Suite 650, Houston, TX 77024

Mailing Address

10000 Memorial Drive Suite 650, Houston, TX 77024

Phone Number

(346) 348-0922

Established

Texas since 04/03/2002

Firm Type

Other Types of Legal Formation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WESTWOOD HOLDINGS GROUP, INC.LIMITED PARTNERS—
LANG, LAURACHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER / FINOP2249418
LINTON, DAVID ONTHANKPRESIDENT1730351
SCHLAG, JAMIE LEECHIEF COMPLIANCE OFFICER6114352
WHG GP HOLDCO, LLCGENERAL PARTNER—

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alaska
(1/5/2025)
RR
Arizona
(1/5/2025)
RR
California
(1/5/2025)
RR
Hawaii
(1/5/2025)
RR
Idaho
(1/5/2025)
RR
Montana
(1/8/2025)
RR
Nevada
(1/5/2025)
RR
Oregon
(1/5/2025)
RR
Utah
(1/5/2025)
RR
Washington
(1/5/2025)
RR
Wyoming
(1/5/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2018About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2001About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1999About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1990About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Paul Guetzkow's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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