Michael P. Guetzkow

SALIENT CAPITAL L.P.

Dallas, TX 75201

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CRD#: 2089099

Professional summary

Michael Paul Guetzkow, CFP®, who also goes by Michael P Guetzkow, Mike Guetzkow, Michael Guetzkow, is a registered financial professional currently at SALIENT CAPITAL L.P. located in Dallas, Texas.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1990. Michael has worked at 16 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael P Guetzkow | Mike Guetzkow | Michael Guetzkow

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Paul Guetzkow's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 5, 2025 - Present

SALIENT CAPITAL L.P.

Office #1: 200 Crescent Court Suite 1200, Dallas, TX 75201

CRD#: 147912

Dallas, TX

Past

July 9, 2019 - December 31, 2024

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

April 12, 2018 - June 13, 2019

CHARLES SCHWAB & CO., INC.

CRD#: 5393

TORRANCE, CA

Past

April 9, 2018 - June 13, 2019

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

TORRANCE, CA

Past

January 7, 2013 - November 7, 2016

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

JERSEY CITY, NJ

Past

November 9, 2010 - December 14, 2012

WELLS INVESTMENT SECURITIES,INC.

CRD#: 15252

NORCROSS, GA

Past

March 18, 2009 - November 11, 2010

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

March 26, 2008 - January 29, 2009

RIVERSOURCE DISTRIBUTORS, INC.

CRD#: 139135

MINNEAPOLIS, MN

Past

June 15, 2006 - March 17, 2008

COHEN & STEERS SECURITIES, LLC

CRD#: 29258

NEW YORK, NY

Past

January 22, 2002 - June 5, 2006

LORD, ABBETT & CO. LLC

RIA

CRD#: 110391

JERSEY CITY, NJ

Past

December 12, 2001 - June 5, 2006

LORD ABBETT DISTRIBUTOR LLC

CRD#: 530

JERSEY CITY, NJ

Past

October 29, 2001 - December 21, 2001

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

October 7, 1999 - October 26, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

December 13, 1991 - July 18, 1995

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 13, 1991 - July 18, 1995

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

September 17, 1990 - January 28, 1992

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

September 17, 1990 - January 28, 1992

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(1/5/2025)

Arizona
(1/5/2025)

California
(1/5/2025)

Hawaii
(1/5/2025)

Idaho
(1/5/2025)

Montana
(1/8/2025)

Nevada
(1/5/2025)

Oregon
(1/5/2025)

Utah
(1/5/2025)

Washington
(1/5/2025)

Wyoming
(1/5/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 4/19/2018

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/30/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/15/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/6/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/13/1990

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

SALIENT CAPITAL L.P.

CRD#: 147912 / SEC#: , 8-67938

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

10000 Memorial Drive Suite 650, Houston, TX 77024

Mailing Address

10000 Memorial Drive Suite 650, Houston, TX 77024

Phone number

(346) 348-0922

Established

Texas since 04/03/2002

Firm type

Other Types of Legal Formation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
WESTWOOD HOLDINGS GROUP, INC.	LIMITED PARTNERS
LANG, LAURA	CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER / FINOP	2249418
REID, GREGORY ALLEN	PRESIDENT	2176683
SCHLAG, JAMIE LEE	CHIEF COMPLIANCE OFFICER	6114352
WHG GP HOLDCO, LLC	GENERAL PARTNER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael P. Guetzkow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Paul Guetzkow's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

NYLIFE DISTRIBUTORS LLC

WELLS INVESTMENT SECURITIES,INC.

TRANSAMERICA CAPITAL, LLC

RIVERSOURCE DISTRIBUTORS, INC.

COHEN & STEERS SECURITIES, LLC

LORD, ABBETT & CO. LLC

LORD ABBETT DISTRIBUTOR LLC

WS GRIFFITH SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/19/2018

Series 65

Date: 12/30/2001

Series 63

Date: 11/15/2001

SIE

Date: 10/1/2018

Series 7

Date: 10/6/1999

Series 6

Date: 9/13/1990

FINRA

Current Firm

SALIENT CAPITAL L.P.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

SALIENT CAPITAL L.P.

TRUST BUT VERIFY

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