PL
Paul C. Lobosco
CETERA INVESTMENT ADVISERS LLC
RED BANK, NJ 07701
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CRD#: 2088662
PL
Professional summary
Paul Charles Lobosco is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Red Bank, New Jersey and CETERA ADVISORS LLC located in Red Bank, New Jersey.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Paul has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FORWARD CAPITAL MANAGEMENT, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 09/2007 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: AMERICAN HEALTH REVOLUTION; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: BOARD; START DATE: 4/2025; POSITION/TITLE/RELATIONSHIP: DIRECTOR & CO-FOUNDER; APX NUMBER OF HOURS PER WEEK: 12; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: PARTICIPATING IN MEETINGS, DETERMINING MESSAGING AND CONTENT RELATED TO OUR ORGANIZATION'S MISSION, ORGANIZING VOLUNTEERS, AND ENSURING THAT OUR MESSAGE ADHERES TO OUR CODE OF CONDUCT;
CRS (Client Relationship Summary) - RIA
Click below to view Paul Charles Lobosco's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 22, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 125 Half Mile Road, Ste. 200, Red Bank, NJ 07701RIA
CRD#: 105644
RED BANK, NJ
Current
January 21, 2025 - Present
CETERA ADVISORS LLC
Office #2: 125 Half Mile Road, Ste. 200, Red Bank, NJ 07701BD
CRD#: 10299
RED BANK, NJ
Past
October 3, 2007 - January 22, 2025
IC ADVISORY SERVICES, INC.
RIA
CRD#: 140190
RED BANK, NJ
Past
September 20, 2007 - January 22, 2025
THE INVESTMENT CENTER, INC.
BD
CRD#: 17839
RED BANK, NJ
Past
June 20, 2002 - October 2, 2007
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
RED BANK, NJ
Past
January 28, 2000 - October 2, 2007
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
RED BANK, NJ
Past
July 31, 1993 - February 3, 2000
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
September 28, 1990 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/21/2025)
RR
California(1/21/2025)
RR
Delaware(1/21/2025)
RR
Florida(1/21/2025)
RR
Louisiana(1/21/2025)
RR
Maryland(1/21/2025)
RR
New Hampshire(1/21/2025)
RR
New Jersey(1/21/2025)
IAR
New Jersey(1/22/2025)
RR
New York(1/21/2025)
RR
North Carolina(1/22/2025)
RR
Pennsylvania(1/21/2025)
RR
Virginia(1/21/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
