Tina M. Ritko

DFA SECURITIES LLC

Austin, TX 78746

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CRD#: 2088116

Professional summary

Tina Marie Ritko is a registered financial professional currently at DFA SECURITIES LLC located in Austin, Texas.

Tina is registered as a RR (Registered Representative) and started their career in finance in 1998. Tina has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 21, 2010 - Present

DFA SECURITIES LLC

Office #1: Palisades West, Building One 6300 Bee Cave Road, Austin, TX 78746

CRD#: 10292

Austin, TX

Past

November 20, 2000 - March 29, 2010

CHARLES SCHWAB & CO., INC.

CRD#: 5393

SAN FRANCISCO, CA

Past

November 10, 1998 - October 31, 2000

AMERICAN CENTURY INVESTMENT SERVICES INC.

CRD#: 17437

KANSAS CITY, MO

Past

August 20, 1998 - October 31, 2000

AMERICAN CENTURY BROKERAGE, INC.

CRD#: 42846

KANSAS CITY, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(4/21/2010)

Exams

State Security Law Exam

Series 63

Date: 6/12/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/14/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/20/1990

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 7/31/2003

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/15/2001

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 12/21/1998

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

DFA SECURITIES LLC

DFA SECURITIES INC. | DFA SECURITIES LLC

CRD#: 10292 / SEC#: , 8-27006

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

6300 Bee Cave Road Building One, Austin, TX 78746

Mailing Address

6300 Bee Cave Road Building One, Austin, TX 78746

Phone number

(512) 306-7400

Established

Delaware since 04/06/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
DIMENSIONAL FUND ADVISORS LP	DELAWARE LP AND SOLE MEMBER OF DFAS
BOOTH, DAVID GILBERT	CHAIRMAN	1031000
BUTLER, DAVID PAUL	CO-CHIEF EXECUTIVE OFFICER	2305298
DALLMER, LISA MICHELE	CHIEF OPERATING OFFICER	2586913
GRZELAK, BERNARD JAMES	CHIEF FINANCIAL OFFICER, FINANCIAL OPERATIONS PRINCIPAL, AND PRINCIPAL OPERATING OFFICER	4285750
NEWELL, CATHERINE LEE	VICE PRESIDENT AND SECRETARY	2890628
NOTELOVITZ, SELWYN JUSTIN	GLOBAL CHIEF COMPLIANCE OFFICER	2886676
O'REILLY, GERARD KIERAN	CO-CHIEF EXECUTIVE OFFICER AND CO-CIO	4982644

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Tina M. Ritko

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tina Marie Ritko's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

AMERICAN CENTURY INVESTMENT SERVICES INC.

AMERICAN CENTURY BROKERAGE, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/12/2000

SIE

Date: 10/1/2018

Series 7

Date: 8/14/1998

Series 6

Date: 12/20/1990

Series 10

Date: 7/31/2003

Series 9

Date: 8/15/2001

Series 24

Date: 12/21/1998

FINRA

Current Firm

DFA SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

DFA SECURITIES LLC

TRUST BUT VERIFY

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