AN
Anthony N. Nettuno
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Milton, GA 30004
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CRD#: 2088100
AN
Professional summary
Anthony Neal Nettuno is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Milton, Georgia and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Milton, Georgia.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Anthony has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 51, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.INDEPENDENT INSURANCE AGENT, 12640 CRABAPPLE RD STE 300, MILTON, GA, 9/2019 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 0 HRS. 2.NETTUNO & ASSOCIATES INC dba NETTUNO GROUP, 12640 CRABAPPLE RD STE 300, MILTON, GA, 11/1995 AS PRESIDENT/FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL - 40/WK - 30/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 4.NETTUNO FARMS, LLC, 1435 Old Jones Rd, alpharetta GA 30004, 04/2021, Owner, Real Estate, NIR, 2Hr/M, 1hr/Mo Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Neal Nettuno's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 4, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 12640 Crabapple Rd. Ste 300, Milton, GA 30004RIA
CRD#: 134139
Milton, GA
Current
October 4, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 12640 Crabapple Rd. Ste 300, Milton, GA 30004BD
CRD#: 39543
Milton, GA
Past
January 10, 2012 - October 9, 2014
MAPMY401K
RIA
CRD#: 158291
ALPHARETTA, GA
Past
May 18, 2004 - October 11, 2019
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
MILTON, GA
Past
August 12, 2003 - October 11, 2019
FSC SECURITIES CORPORATION
BD
CRD#: 7461
MILTON, GA
Past
December 8, 1995 - August 13, 2003
INVESTACORP, INC.
BD
CRD#: 7684
MIAMI, FL
Past
September 4, 1990 - December 12, 1995
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
EDISON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/15/2019)
RR
Alaska(10/9/2019)
RR
Arizona(10/4/2019)
RR
Arkansas(10/14/2019)
RR
California(10/4/2019)
RR
Colorado(10/16/2019)
RR
Connecticut(10/4/2019)
RR
Delaware(10/4/2019)
RR
District of Columbia(10/4/2019)
RR
Florida(10/4/2019)
RR
Georgia(10/7/2019)
IAR
Georgia(10/7/2019)
RR
Hawaii(10/7/2019)
RR
Idaho(10/4/2019)
RR
Illinois(10/17/2019)
RR
Indiana(10/15/2019)
RR
Iowa(10/4/2019)
RR
Kansas(10/4/2019)
RR
Kentucky(10/4/2019)
RR
Louisiana(10/4/2019)
RR
Maine(10/4/2019)
RR
Maryland(10/4/2019)
RR
Massachusetts(10/24/2019)
RR
Michigan(10/4/2019)
RR
Minnesota(10/4/2019)
RR
Mississippi(10/4/2019)
RR
Missouri(10/4/2019)
RR
Montana(10/4/2019)
RR
Nebraska(10/4/2019)
RR
Nevada(10/4/2019)
RR
New Hampshire(10/4/2019)
RR
New Jersey(10/4/2019)
RR
New Mexico(10/4/2019)
RR
New York(10/4/2019)
RR
North Carolina(10/15/2019)
RR
North Dakota(10/4/2019)
RR
Ohio(10/4/2019)
RR
Oklahoma(10/7/2019)
RR
Oregon(10/4/2019)
RR
Pennsylvania(10/4/2019)
RR
Puerto Rico(10/4/2019)
RR
Rhode Island(10/4/2019)
RR
South Carolina(10/4/2019)
RR
South Dakota(10/4/2019)
RR
Tennessee(10/4/2019)
RR
Texas(10/4/2019)
IAR
Texas(10/4/2019)
RR
Utah(10/4/2019)
RR
Vermont(10/4/2019)
RR
Virginia(10/9/2019)
RR
Washington(10/4/2019)
RR
West Virginia(10/4/2019)
RR
Wisconsin(10/4/2019)
RR
Wyoming(10/4/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
