Brendan C. Canavan
Professional summary
Brendan Connolly Canavan is a registered financial professional currently at NYLIFE SECURITIES LLC located in Mt. Laurel, New Jersey.
Brendan is registered as a RR (Registered Representative) and started their career in finance in 1990. Brendan has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brendan Connolly Canavan's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 26, 2017 - Present
NYLIFE SECURITIES LLC
Office #1: 3000 Atrium Way Suite 330, Mt. Laurel, NJ 08054December 20, 2013 - December 21, 2017
OSAIC WEALTH, INC.
June 24, 2010 - January 31, 2014
SWORDTREE INVESTMENT ADVISORS
April 29, 2004 - December 31, 2009
SWORDTREE INVESTMENT ADVISORS
October 3, 2002 - January 8, 2009
OSAIC WEALTH, INC.
August 28, 2002 - December 21, 2017
OSAIC WEALTH, INC.
May 2, 2002 - September 5, 2002
WELLS FARGO CLEARING SERVICES, LLC
October 1, 1999 - September 5, 2002
WELLS FARGO CLEARING SERVICES, LLC
July 5, 1995 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
November 16, 1990 - July 13, 1995
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/8/2018)
(1/2/2018)
(7/13/2018)
(1/8/2018)
Exams
FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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