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LB

Lisa L. Burks-wilson

ADP BROKER-DEALER
Louisville, KY 40299
Some features on this profile are disabled
CRD#: 2087723
LB

Professional summary

Lisa Lashall Burks-wilson, who also goes by Lisa Lashall Burks, Lisa Burks-wilson, is a registered financial professional currently at ADP BROKER-DEALER, INC. located in Louisville, Kentucky.

Lisa is registered as a RR (Registered Representative) and started their career in finance in 1990. Lisa has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lisa Lashall Burks | Lisa Burks-Wilson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lisa Lashall Burks-wilson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 4, 2021 - Present

ADP BROKER-DEALER, INC.

Office #1: 11405 Bluegrass Parkway, Louisville, KY 40299
BD
CRD#: 37693
Louisville, KY
Past

January 4, 2021 - August 2, 2021

EMPOWER FINANCIAL SERVICES, INC.

BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past

February 6, 2020 - January 4, 2021

MML DISTRIBUTORS, LLC

BD
CRD#: 38030
SPRINGFIELD, MA
Past

November 4, 2016 - December 23, 2019

MISSIONSQUARE INVESTMENT SERVICES

BD
CRD#: 23189
WASHINGTON, DC
Past

November 6, 2013 - September 1, 2016

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
SOUTHFIELD, MI
Past

July 25, 2007 - December 17, 2009

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
SOUTHFIELD, MI
Past

October 19, 1994 - December 31, 1995

TEACHERS PERSONAL INVESTORS SERVICES, INC.

BD
CRD#: 36130
NEW YORK, NY
Past

November 16, 1990 - December 17, 2009

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
SOUTHFIELD, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/4/2021)
RR
Alaska
(8/4/2021)
RR
Arizona
(8/4/2021)
RR
Arkansas
(8/4/2021)
RR
California
(8/4/2021)
RR
Colorado
(8/4/2021)
RR
Connecticut
(8/4/2021)
RR
Delaware
(8/4/2021)
RR
District of Columbia
(8/4/2021)
RR
Florida
(8/4/2021)
RR
Georgia
(8/4/2021)
RR
Hawaii
(8/4/2021)
RR
Idaho
(8/4/2021)
RR
Illinois
(8/4/2021)
RR
Indiana
(8/4/2021)
RR
Iowa
(8/4/2021)
RR
Kansas
(8/4/2021)
RR
Kentucky
(8/4/2021)
RR
Louisiana
(8/4/2021)
RR
Maine
(8/4/2021)
RR
Maryland
(8/4/2021)
RR
Massachusetts
(8/4/2021)
RR
Michigan
(8/4/2021)
RR
Minnesota
(8/4/2021)
RR
Mississippi
(8/4/2021)
RR
Missouri
(8/4/2021)
RR
Montana
(8/4/2021)
RR
Nebraska
(8/4/2021)
RR
Nevada
(8/4/2021)
RR
New Hampshire
(8/4/2021)
RR
New Jersey
(8/4/2021)
RR
New Mexico
(8/4/2021)
RR
New York
(8/4/2021)
RR
North Carolina
(8/4/2021)
RR
North Dakota
(8/4/2021)
RR
Ohio
(8/4/2021)
RR
Oklahoma
(8/4/2021)
RR
Oregon
(8/4/2021)
RR
Pennsylvania
(8/4/2021)
RR
Rhode Island
(8/4/2021)
RR
South Carolina
(8/4/2021)
RR
South Dakota
(8/4/2021)
RR
Tennessee
(8/4/2021)
RR
Texas
(8/4/2021)
RR
Utah
(8/4/2021)
RR
Vermont
(8/4/2021)
RR
Virgin Islands
(5/3/2024)
RR
Virginia
(8/4/2021)
RR
Washington
(8/4/2021)
RR
West Virginia
(8/4/2021)
RR
Wisconsin
(8/4/2021)
RR
Wyoming
(8/4/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 12/11/2013
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 7/24/2007
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/5/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/14/1990
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/6/2006
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 51
Date: 7/30/2004
Municipal Fund Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 3/26/2004
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AB
ADP BROKER-DEALER, INC.
ADP BROKER-DEALER, INC.

CRD#: 37693 / SEC#: , 8-47885

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
One Adp Boulevard, Roseland, NJ 07068-1786
Mailing Address
71 Hanover Road Ms - 580, Florham Park, NJ 07932
Phone number
(973) 712-2316
Established
New Jersey since 07/12/1994
Firm type
Corporation
Fiscal year end
June
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ADP ATLANTIC, LLCSHAREHOLDER
BARRENECHEA, PATRICIA MARGOTFINOP1715189
BLAKE, JAMES PATRICKPRESIDENT, DIRECTOR3078844
BOYLE, JAMES RICHARDAML OFFICER3137180
DOSPASSOS-KRIEG, KRISTIN ANNEDIRECTOR3079254
HANLEY, JUANITA DAVIDACHIEF COMPLIANCE OFFICER, VICE PRESIDENT5217439
HODGES, JEFFRY AARONDIRECTOR5865575
HUREAU, MICHAEL RAYDIRECTOR5990787
MCCUE, TERRANCERISK MANAGEMENT OFFICER7259942

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ADP BROKER-DEALER, INC.

CRD#: 37693Louisville, KY 40299

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