Willard R. Kelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Willard Reed Kelly, CFP®, who also goes by Reed Kelly, Willard Reed Kelly, was a registered financial professional .
Willard is a previously registered financial professional and started their career in finance in 1990. Willard had worked at 11 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 3, Series 31, Series 7, Series 6 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2021 - December 12, 2022
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
April 13, 2021 - December 12, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 19, 2013 - May 31, 2016
WELLS FARGO CLEARING SERVICES, LLC
November 19, 2013 - May 31, 2016
WELLS FARGO CLEARING SERVICES, LLC
June 1, 2009 - November 15, 2013
MORGAN STANLEY
June 1, 2009 - November 15, 2013
MORGAN STANLEY
February 21, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
February 21, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
February 23, 2004 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
April 20, 2001 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
February 7, 1997 - April 27, 2001
MORGAN KEEGAN & COMPANY, LLC
March 5, 1992 - February 20, 1997
PRUDENTIAL EQUITY GROUP, LLC
January 4, 1991 - March 4, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
January 4, 1991 - March 4, 1992
PRUCO SECURITIES, LLC.
August 20, 1990 - November 20, 1990
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/13/2021
General Securities Representative ExaminationSeries 8
Date: 3/13/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
