Michael D. Heavey

POTOMAC

BETHESDA, MD 20814

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CRD#: 2087128

Professional summary

Michael D Heavey, who also goes by Michael Duffy Heavey, is a registered financial advisor currently at POTOMAC located in Bethesda, Maryland.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Michael has worked at 18 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 55 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Duffy Heavey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 07/2022 - 160 HRS / MONTHLY, Director Institutional Sales and Consulting OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael D Heavey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 22, 2025 - Present

POTOMAC

Office #1: 7373 Wisconsin Ave. Suite #750, Bethesda, MD 20814

RIA

CRD#: 105413

BETHESDA, MD

Past

March 7, 2025 - June 3, 2025

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Fairfield, IA

Past

March 7, 2025 - June 3, 2025

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

Past

August 18, 2022 - December 5, 2024

ASSETMARK, INC.

RIA

CRD#: 109018

Rochester, MI

Past

August 18, 2022 - December 5, 2024

ASSETMARK BROKERAGE, LLC

CRD#: 169804

CONCORD, CA

Past

February 16, 2017 - July 5, 2022

FLEXIBLE PLAN INVESTMENTS LTD

RIA

CRD#: 110762

BLOOMFIELD HILLS, MI

Past

March 1, 2016 - July 6, 2022

CEROS FINANCIAL SERVICES, INC.

CRD#: 37869

ROCKVILLE, MD

Past

July 16, 2014 - March 9, 2015

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

BRAINTREE, MA

Past

June 30, 2014 - March 4, 2015

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BRAINTREE, MA

Past

December 20, 2005 - August 2, 2012

MFS FUND DISTRIBUTORS, INC.

CRD#: 31052

BOSTON, MA

Past

March 17, 2004 - October 26, 2005

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

May 14, 2001 - December 15, 2001

SPELMAN & CO., INC.

CRD#: 10232

PHOENIX, AZ

Past

May 14, 2001 - December 15, 2001

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

September 27, 2000 - March 15, 2001

AVANZA CAPITAL MARKETS INC.

CRD#: 103941

NEW YORK, NY

Past

April 9, 1998 - November 23, 1998

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

November 1, 1994 - January 9, 1998

ICAP SECURITIES USA LLC

CRD#: 19739

NEW YORK, NY

Past

October 11, 1993 - April 19, 1994

INTERCAPITAL GOVERNMENT SECURITIES INC.

CRD#: 19710

NEW YORK, NY

Past

August 9, 1990 - October 4, 1993

TULLETT LIBERTY BROKERAGE INC.

CRD#: 19717

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

POTOMAC

INVESTWISE WEALTH MANAGEMENT | POTOMAC FUND MANAGEMENT INC | POTOMAC FUND MANAGEMENT | POTOMAC

CRD#: 105413 / SEC#: 801-31311

RIA

Registered Investment Advisory firm - (2/4/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(10/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/15/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/29/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/16/2004

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 12/15/2000

Limited Representative-Equity Trader Exam

Principal/Supervisory Exam

Series 24

Date: 10/2/2000

General Securities Principal Examination

Current Firm

POTOMAC

INVESTWISE WEALTH MANAGEMENT | POTOMAC FUND MANAGEMENT INC | POTOMAC FUND MANAGEMENT | POTOMAC

CRD#: 105413 / SEC#: 801-31311

RIA

Registered Investment Advisory firm - (2/4/1988 Approved)

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Contact information

Main Address

7373 Wisconsin Ave. Suite #750, Bethesda, MD 20814

Mailing Address

Phone number

(301) 901-3466

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

POTOMAC FORM ADV PART 2A (7/30/2025)

Regulatory assets under management

Total Number of Accounts	2,573
AUM (Assets Under Management)	$ 2,406,097,311

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael D. Heavey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael D Heavey's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

ASSETMARK, INC.

ASSETMARK BROKERAGE, LLC

FLEXIBLE PLAN INVESTMENTS LTD

CEROS FINANCIAL SERVICES, INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

MFS FUND DISTRIBUTORS, INC.

CHARLES SCHWAB & CO., INC.

SPELMAN & CO., INC.

SENTRA SECURITIES CORPORATION

AVANZA CAPITAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

ICAP SECURITIES USA LLC

INTERCAPITAL GOVERNMENT SECURITIES INC.

TULLETT LIBERTY BROKERAGE INC.

Primary Firm SEC Registration

POTOMAC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/15/2014

Series 63

Date: 3/29/2004

SIE

Date: 10/1/2018

Series 7

Date: 3/16/2004

Series 55

Date: 12/15/2000

Series 24

Date: 10/2/2000

Current Firm

POTOMAC

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

POTOMAC

TRUST BUT VERIFY

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