Paul N. Holland
Professional summary
Paul N Holland, who also goes by Paul Noel Holland, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1993. Paul has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul N Holland's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 9, 2022 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901May 3, 1999 - May 20, 2022
PARK AVENUE SECURITIES LLC
October 1, 1993 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/27/2022)
(5/9/2022)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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