PT
Patrick J. Tschosik
NED DAVIS RESEARCH
HINSDALE, IL
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CRD#: 2086570
PT
Professional summary
Patrick James Tschosik is a registered financial advisor currently at NED DAVIS RESEARCH, INC. located in Hinsdale, Illinois.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Patrick has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick James Tschosik's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 21, 2012 - Present
NED DAVIS RESEARCH, INC.
RIA
CRD#: 112260
HINSDALE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ND
NED DAVIS RESEARCH, INC.
NDR | NED DAVIS RESEARCH, INC. | NED DAVIS RESEARCH GROUP
CRD#: 112260 / SEC#: 801-60241
RIA
Registered Investment Advisory firm - (5/31/2001 Approved)Connecticut
Registered Investment Advisory firm - (12/6/2012 Terminated)Georgia
Registered Investment Advisory firm - (12/3/2012 Terminated)Illinois
Registered Investment Advisory firm - (10/5/2012 Terminated)New Jersey
Registered Investment Advisory firm - (12/19/2012 Terminated)Texas
Registered Investment Advisory firm - (11/30/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/21/2012)
Exams
Current Firm
ND
NED DAVIS RESEARCH, INC.
NDR | NED DAVIS RESEARCH, INC. | NED DAVIS RESEARCH GROUP
CRD#: 112260 / SEC#: 801-60241
RIA
Registered Investment Advisory firm - (5/31/2001 Approved)Connecticut
Registered Investment Advisory firm - (12/6/2012 Terminated)Georgia
Registered Investment Advisory firm - (12/3/2012 Terminated)Illinois
Registered Investment Advisory firm - (10/5/2012 Terminated)New Jersey
Registered Investment Advisory firm - (12/19/2012 Terminated)Texas
Registered Investment Advisory firm - (11/30/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3665 Bee Ridge Road Suite 306, Sarasota, FL 34233
Mailing Address
Phone number
(941) 412-2300
Established
Firm type
Fiscal year end
# of Employees
70
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 248,514 |
Red Flags
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