JF
James L. Fisher
TRINITY FINANCIAL PARTNERS
ONTARIO, CA 91764
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CRD#: 208628
JF
Professional summary
James Lee Fisher is a registered financial advisor currently at TRINITY FINANCIAL PARTNERS located in Ontario, California.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1971. James has worked at 6 firms and has passed the Series 1 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CLOVER FINANCIAL & INSURANCE SERVICES, INC: INSURANCE SALES, BUSINESS CONSULTING. PISCARI, LLC MANAGING MEMBER, OWNS SANTA MARGARITA MOBILE HOME PARK LP, SPOUSE (MARCIA FISHER) IS GENERAL PARTNER. SAID LP NOW OWNS SOME PROPERTY RECOVERED ON DEFAULTED LOANS. REAL ESTATE RELATED CONSULTING FOR FEES. TIME COMMITMENT IS SPORADIC AND MAY RANGE FROM 0-10 HOURS A MONTH. IT INCLUDES ADVISING SMMHP LP. ALSO INVESTOR IN SAID L.P.
VANSURKSUM TRUST : TRUSTEE, NO CUSTODY OF TRUST FUNDS. SINCE 1997 MINIMAL TIME INVESTED. OAK HILLS INVESTMENT CO - LAND PURCHASE / SELL TO DEVELOPER - PASSIVE CAPACITY - 19.4% OWNERSHIP, LESS THAN 1% TIME CONSUMPTION COMPENSATED THROUGH RETURN ON SALE OF LAND.
JAMES AND MARCIA FISHER CHARITABLE TRUST IS A NON MANAGING MEMB ER. I AM TRUSTEE OF THE TRUST. ALSO, JAMES L FISHER A SOLE PROPRIETOR PROFIT SHARING PLAN IS A NON MANAGING MEMBER. WEST LUBBOCK LAND, LLC ONE OF TWO MANAGING MEMBERS. WLL, LLC IS THE DEVELOPER, SINCE THE DEVELOPER DEFAULTED. LESS THAN 3% OF TIME. MINOR FEES FOR ASSISTING OTHER MANAGING MEMBER WHO IS INDEPENDENT OF CFIS. JAMES AND MARCIA FISHER CHARITABLE TRUST, JAMES & MARCIA TRUSTEES, OWN AN INTEREST IN 2 SEPARATE JOINT VENTURES, EACH WITH 3 OTHER OWNERS. EACH OWNS A PIECE OF RAW LAND. MINIMAL TIME. TRINITY FINANCIAL PARTNERS, INC (MINORITY STOCK HOLDER) PROVIDES POTENTIAL VOLUME LEVERAGE FOR FAVORABLE CONTRACTING AND IDEA / MANAGEMENT EFFICIENCY FOR INSURANCE OPERATIONS. UNDER 3% OF TIME.
CRS (Client Relationship Summary) - RIA
Click below to view James Lee Fisher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 8, 1997 - Present
TRINITY FINANCIAL PARTNERS
Office #1: 901 Via Piemonte, Ste 260, Ontario, CA 91764RIA
CRD#: 136969
ONTARIO, CA
Past
June 12, 2002 - July 15, 2005
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
ONTARIO, CA
Past
May 19, 2000 - July 15, 2005
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
AUSTIN, TX
Past
April 10, 2000 - April 17, 2000
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
AUSTIN, TX
Past
January 3, 1984 - October 26, 1984
OSAIC FA, INC.
BD
CRD#: 3978
Past
January 3, 1984 - July 9, 1986
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
Past
January 3, 1984 - July 11, 1986
LINCOLN NATIONAL PENSION INSURANCE COMPANY
BD
CRD#: 10293
Past
June 2, 1971 - May 26, 2000
EQUITY SERVICES, INC.
BD
CRD#: 265
MONTPELIER, VT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/8/1997)
Exams
General Industry/Product Exam
RR
Series 1
Date: 5/27/1971
Registered Representative ExaminationCurrent Firm
TF
TRINITY FINANCIAL PARTNERS
CLOVER FINANCIAL & INSRUANCE SERVICES, INC. | TRINITY FINANCIAL PARTNERS | TRINITY CAPITAL MANAGEMENT, LLC | CLOVER FINANCIAL & INSURANCE SERVICES, INC. | CLOVER FINANCIAL & INSURANCE SERVICES
CRD#: 136969 / SEC#: 801-68517
RIA
Registered Investment Advisory firm - (5/4/2016 Terminated)California
Registered Investment Advisory firm - (5/4/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1125 E 16th Street Unit B, Upland, CA 91784
Mailing Address
Phone number
(909) 481-4000
Established
Firm type
Fiscal year end
# of Employees
1
Red Flags
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