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SI

Scott L. Ilario

VAXA PARTNERS
NEW YORK, NY 10022
Some features on this profile are disabled
CRD#: 2086073
SI

Professional summary

Scott Louis Ilario is a registered financial professional currently at VAXA PARTNERS LLC located in New York, New York.

Scott is registered as a RR (Registered Representative) and started their career in finance in 1990. Scott has worked at 10 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 3, Series 7, Series 14, Series 12, Series 27, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Louis Ilario's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 3, 2026 - Present

VAXA PARTNERS LLC

Office #1: 540 Madison Avenue, New York, NY 10022
BD
CRD#: 334867
NEW YORK, NY
Past

June 14, 2021 - July 8, 2025

CADMAN SECURITIES, LLC

BD
CRD#: 128344
CHICAGO, IL
Past

September 8, 2015 - May 1, 2023

CHARLES TOWNE SECURITIES, LLC

BD
CRD#: 172278
Charleston, SC
Past

June 19, 2014 - March 31, 2015

ROCKDALE SECURITIES, LLC

BD
CRD#: 169798
BOUNTIFUL, UT
Past

May 21, 2012 - November 15, 2013

TSG SPECTRUM CAPITAL ADVISORS, LLC

BD
CRD#: 157805
ALEXANDRIA, VA
Past

November 8, 2011 - May 11, 2012

LEGEND MERCHANT GROUP, INC.

RIA
CRD#: 5155
NEW YORK, NY
Past

July 17, 2008 - May 11, 2012

LEGEND MERCHANT GROUP, INC.

BD
CRD#: 5155
NEW YORK, NY
Past

May 29, 2003 - January 4, 2008

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
CHARLOTTE, NC
Past

October 1, 1999 - July 1, 2003

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

February 2, 1998 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 6124
CHARLOTTE, NC
Past

August 29, 1990 - February 2, 1998

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 19002
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(2/3/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 11/12/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 12/20/1990
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 8/28/1990
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 2/29/2000
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 12
Date: 1/24/2000
NYSE Branch Manager Examination
Principal/Supervisory Exam
RR
Series 27
Date: 10/30/1990
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/24/1990
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 9/19/1990
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

VP
VAXA PARTNERS LLC
VAXA PARTNERS LLC

CRD#: 334867 / SEC#: , 8-71326

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
540 Madison Avenue, New York, NY 10022
Mailing Address
540 Madison Avenue, New York, NY 10022
Phone number
(262) 389-7992
Established
Delaware since 11/13/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
GOODEN, TED JAMESMANAGING PARTNER AND CHIEF COMPLIANCE OFFICER1852588
ILARIO, SCOTT LOUISFINOP2086073

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VAXA PARTNERS LLC

CRD#: 334867New York, NY 10022

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