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Scott L. Ilario

Some features on this profile are disabled
CRD#: 2086073
SI

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott Louis Ilario was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 1990. Scott had worked at 9 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 3, Series 7, Series 14, Series 12, Series 27, Series 24 and Series 4 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 14, 2021 - July 8, 2025

CADMAN SECURITIES, LLC

BD
CRD#: 128344
CHICAGO, IL
Past

September 8, 2015 - May 1, 2023

CHARLES TOWNE SECURITIES, LLC

BD
CRD#: 172278
Charleston, SC
Past

June 19, 2014 - March 31, 2015

ROCKDALE SECURITIES, LLC

BD
CRD#: 169798
BOUNTIFUL, UT
Past

May 21, 2012 - November 15, 2013

TSG SPECTRUM CAPITAL ADVISORS, LLC

BD
CRD#: 157805
ALEXANDRIA, VA
Past

November 8, 2011 - May 11, 2012

LEGEND MERCHANT GROUP, INC.

RIA
CRD#: 5155
NEW YORK, NY
Past

July 17, 2008 - May 11, 2012

LEGEND MERCHANT GROUP, INC.

BD
CRD#: 5155
NEW YORK, NY
Past

May 29, 2003 - January 4, 2008

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
CHARLOTTE, NC
Past

October 1, 1999 - July 1, 2003

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

February 2, 1998 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 6124
CHARLOTTE, NC
Past

August 29, 1990 - February 2, 1998

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 19002
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/12/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 12/20/1990
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 8/28/1990
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 2/29/2000
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 12
Date: 1/24/2000
NYSE Branch Manager Examination
Principal/Supervisory Exam
RR
Series 27
Date: 10/30/1990
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/24/1990
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 9/19/1990
Registered Options Principal Examination

Current Firm

CS
CADMAN SECURITIES, LLC
ANCHOR ASSET MANAGEMENT LLC | CADMAN SECURITIES, LLC

CRD#: 128344 / SEC#: , 8-66126

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
313 W Wolf Point Plaza Unit 3601, Chicago, IL 60654
Mailing Address
313 W Wolf Point Plaza Unit 3601, Chicago, IL 60654
Phone number
(980) 420-6301
Established
New York since 08/06/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CADMAN CAPITAL HOLDINGS, LLCOWNER
BROWN, SCOTT LESLIEFINOP6694802
RAND, PAIGE WOODSUMCHIEF COMPLIANCE OFFICER4520907
REGAN, MICHAEL TIMOTHYCEO2458924

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CADMAN SECURITIES, LLC

CRD#: 128344

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