Todd R. Hellmann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Richard Hellmann was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1997. Todd had worked at 9 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2015 - December 31, 2022
WAVECREST SECURITIES LLC
January 9, 2013 - April 11, 2014
CHINA ECAPITAL PARTNERS, LLC
June 8, 2009 - December 11, 2012
VIANT CAPITAL LLC
November 28, 2007 - May 29, 2009
LINK SECURITIES LLC
August 19, 2005 - April 20, 2007
HEADWATERS BD, LLC
November 8, 2000 - February 8, 2002
UBS SECURITIES LLC
February 1, 2000 - September 26, 2000
J.P. MORGAN SECURITIES INC.
October 1, 1998 - February 1, 2000
HAMBRECHT & QUIST LLC
March 12, 1997 - September 8, 1998
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
WAVECREST SECURITIES LLC
CRD#: 160135 / SEC#: , 8-69029
Contact information
FINRA licenses (12 States and Territories)
Red Flags
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