TD
Theodore H. Daniel
GAR WOOD SECURITIES
Austin, TX
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CRD#: 2085283
TD
Professional summary
Theodore Hugh Daniel JR is a registered financial professional currently at GAR WOOD SECURITIES, LLC located in Austin, Texas.
Theodore is registered as a RR (Registered Representative) and started their career in finance in 1990. Theodore has worked at 7 firms and has passed the Series 63, Series 57TO, Series 3, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Theodore Hugh Daniel JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 6, 2016 - Present
GAR WOOD SECURITIES, LLC
BD
CRD#: 138033
Austin, TX
Past
May 2, 2011 - September 6, 2016
TRANSCEND CAPITAL
BD
CRD#: 104483
AUSTIN, TX
Past
September 22, 2008 - May 3, 2011
KERSHNER SECURITIES, LLC
BD
CRD#: 147653
AUSTIN, TX
Past
June 28, 2005 - January 12, 2009
KERSHNER TRADING GROUP, LLC
BD
CRD#: 16908
AUSTIN, TX
Past
October 8, 2004 - May 17, 2005
KERSHNER TRADING GROUP, LLC
BD
CRD#: 16908
AUSTIN, TX
Past
June 20, 2003 - August 20, 2004
ELECTRONIC TRADING GROUP, LLC
BD
CRD#: 37453
NEW YORK, NY
Past
September 20, 2000 - June 19, 2003
PROTRADER SECURITIES L.P.
BD
CRD#: 35233
AUSTIN, TX
Past
October 25, 1990 - September 6, 1991
F.N. WOLF & CO., INC.
BD
CRD#: 13051
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2020)
RR
Alaska(2/10/2021)
RR
Arizona(2/7/2017)
RR
Arkansas(10/29/2018)
RR
California(5/6/2016)
RR
Colorado(5/6/2016)
RR
Connecticut(5/10/2016)
RR
Delaware(12/2/2019)
RR
Florida(5/6/2016)
RR
Georgia(5/6/2016)
RR
Hawaii(2/7/2017)
RR
Idaho(1/2/2020)
RR
Illinois(5/6/2016)
RR
Indiana(5/6/2016)
RR
Kansas(5/6/2016)
RR
Kentucky(5/6/2016)
RR
Louisiana(5/13/2016)
RR
Maine(8/29/2025)
RR
Maryland(5/6/2016)
RR
Massachusetts(2/7/2017)
RR
Michigan(5/6/2016)
RR
Minnesota(12/7/2017)
RR
Mississippi(5/30/2018)
RR
Missouri(2/7/2017)
RR
Montana(5/6/2016)
RR
Nebraska(1/2/2020)
RR
Nevada(5/6/2016)
RR
New Hampshire(2/7/2017)
RR
New Jersey(5/6/2016)
RR
New Mexico(2/7/2017)
RR
New York(5/6/2016)
RR
North Carolina(5/9/2016)
RR
North Dakota(2/21/2025)
RR
Ohio(6/3/2016)
RR
Oklahoma(5/6/2016)
RR
Oregon(2/7/2017)
RR
Pennsylvania(6/3/2016)
RR
Rhode Island(1/24/2025)
RR
South Carolina(3/31/2020)
RR
South Dakota(5/28/2025)
RR
Tennessee(9/7/2016)
RR
Texas(5/6/2016)
RR
Utah(5/16/2016)
RR
Virginia(5/6/2016)
RR
Washington(5/6/2016)
RR
West Virginia(8/25/2025)
RR
Wisconsin(5/16/2016)
RR
Wyoming(8/6/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 11/10/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GAR WOOD SECURITIES, LLC
GAR WOOD SECURITIES, LLC | TOLEDOTRADE
CRD#: 138033 / SEC#: , 8-67143
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
1250 East Diehl Road Suite 115, Naperville, IL 60563
Mailing Address
1250 East Diehl Road Suite 115, Naperville, IL 60563
Phone number
(312) 566-0741
Established
Delaware since 02/20/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GERECKE, DENNIS ROBERT | CLASS A MEMBER, EVP, COO, ROSFP | 1856554 |
| JERSEY, ROBERT STANTON | CEO, CLASS A MEMBER, SOLE MGR. | 1592359 |
| ROETTGER, ANDREW | CLASS B MEMBER | 7427489 |
| JERSEY, RICHARD ANDREW | CLASS B MEMBER | 8002945 |
| DOOLEY, BRADFORD R | OUTSIDE FINOP, PRIMARY FINANCIAL OFFICER, PRIMARY OPERATIONS OFFICER | 4308078 |
| GANTAR, CRAIG MICHAEL | CLASS B MEMBER, SVP, SALES MANAGER | 3238628 |
| GOUWENS, SHERRY LEE | CLASS B MEMBER , CHIEF ADMINISTRATIVE OFFICER | 4458617 |
| JERSEY, ROBERT COLEMAN | CLASS B MEMBER, SVP - SENIOR RELATIONSHIP MGR | 5870086 |
| TATTAS, MICHAEL CARL | CLASS B MEMBER, CHIEF COMPLIANCE OFFICER | 4386824 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
