Mark A. Welch
Professional summary
Mark Arthur Welch is a registered financial professional currently at PAULSON INVESTMENT COMPANY LLC located in Lake Mary, Florida.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1990. Mark has worked at 14 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 3, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Arthur Welch's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 29, 2024 - Present
PAULSON INVESTMENT COMPANY LLC
Office #1: 801 International Parkway 5th Floor, Lake Mary, FL, 32746April 15, 1999 - May 28, 2004
EMPIRE FINANCIAL GROUP, INC.
March 24, 1997 - October 23, 1998
NATIONAL SECURITIES CORPORATION
January 3, 1997 - March 24, 1997
TIMECAPITAL SECURITIES CORPORATION
September 6, 1996 - November 5, 1996
ASH FINANCIAL CORP.
August 16, 1996 - September 11, 1996
FIRST NATIONAL EQUITY, CORP.
August 7, 1995 - July 17, 1996
VISION INVESTMENT GROUP, INC.
July 13, 1995 - July 17, 1996
VISION INVESTMENT GROUP, INC.
January 23, 1995 - July 7, 1995
INVESTORS ASSOCIATES, INC.
November 23, 1994 - March 9, 1995
VISION INVESTMENT GROUP, INC.
October 20, 1993 - January 12, 1994
H G I
May 6, 1993 - October 22, 1993
SHAMROCK PARTNERS, LTD
March 15, 1993 - May 6, 1993
PAULSON INVESTMENT COMPANY LLC
November 10, 1992 - January 8, 1993
PRUCO SECURITIES, LLC.
July 16, 1992 - September 14, 1992
CHATFIELD DEAN & CO., INC.
February 28, 1992 - July 27, 1992
CONTINENTAL BROKER-DEALER CORP.
November 28, 1990 - February 7, 1992
STRATTON OAKMONT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/13/2024)
(7/19/2024)
(8/13/2024)
(8/13/2024)
(8/13/2024)
(5/29/2025)
Exams
Series 7TO
Date: 2/29/2024
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
PAULSON INVESTMENT COMPANY LLC
CRD#: 5670 / SEC#: 801-107194, 8-26807
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 35 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
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Company Information
PAULSON INVESTMENT COMPANY LLC
CRD#: 5670Lake Mary, FL 32746TRUST BUT VERIFY
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