James J. Mccormack
Professional summary
James Joseph Mccormack, who also goes by Jim Mccormack, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Mclean, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Mclean, Virginia.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. James has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Joseph Mccormack's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 21, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 8200 Greensboro Dr Ste 100a, Mclean, VA 22102May 26, 2000 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 8200 Greensboro Dr Fl 10, Mclean, VA 22102May 26, 2000 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
January 25, 1995 - May 26, 2000
CRESTAR SECURITIES CORPORATION
March 1, 1993 - January 24, 1995
CITIZENS BROKERAGE SERVICES, INC.
August 1, 1991 - March 2, 1993
IFMG SECURITIES, INC.
February 5, 1991 - August 1, 1991
PAMCO SECURITIES AND INSURANCE SERVICES
August 15, 1990 - December 31, 1990
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/9/2004)
(6/29/2020)
(5/26/2000)
(8/1/2005)
(1/16/2025)
(9/2/2020)
(5/26/2000)
(5/26/2000)
(1/16/2025)
(7/25/2003)
(8/14/2013)
(11/24/2015)
(5/3/2022)
(5/13/2022)
(5/26/2000)
(5/26/2000)
(10/18/2011)
(12/6/2016)
(11/25/2015)
(3/25/2025)
(10/13/2017)
(10/4/2012)
(5/26/2000)
(10/30/2019)
(9/27/2022)
(6/29/2020)
(5/26/2000)
(10/7/2016)
(8/1/2005)
(8/17/2011)
(11/2/2017)
(6/6/2019)
(8/7/2014)
(5/26/2000)
(9/21/2016)
(5/21/2004)
(5/30/2023)
(8/13/2019)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
