Robin D. Morrell

FIRST HEARTLAND CONSULTANTS | Financial Advisor

Weare, NH

Some features on this profile are disabled

CRD#: 2084932

Professional summary

Robin Dale Morrell, CFP®, who also goes by Robin D Morrell, Robin Morrell, Robin Dale Reed, is a registered financial advisor currently at FIRST HEARTLAND CONSULTANTS, INC. located in Weare, New Hampshire and FIRST HEARTLAND CAPITAL, INC. located in Weare, New Hampshire.

Robin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Robin has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Retirement Planning

Investment Planning

Insurance Planning

Are you a "fiduciary"?

Yes

Aliases

Robin D Morrell | Robin Morrell | Robin Dale Reed

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Outside Employment; Granite YMCA; Water Aerobics Instructor; Manchester, NH 03101; Not Investment Related; November 2011; 1.5 hrs per week - 0 HOURS during trading hours. Sale and distribution of fixed insurance products; September 2023 LAKE VIEW FINANCIAL SERVICES LLC; MARKETING ENTITY FOR FINANCIAL SERVICES; SEPTEMBER 18, 2023 First Heartland Consultants. Investment Advisory Services. Investment related. Start date: 9/18/23

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robin Dale Morrell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

September 18, 2023 - Present

FIRST HEARTLAND CONSULTANTS, INC.

RIA

CRD#: 110377

Weare, NH

Current

September 18, 2023 - Present

FIRST HEARTLAND CAPITAL, INC.

Office #1: 27 Daniels Rd, Weare, NH 03281

CRD#: 32460

WEARE, NH

Past

September 16, 2019 - September 22, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Bedford, NH

Past

September 16, 2019 - September 22, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Bedford, NH

Past

September 11, 2009 - December 31, 2010

FLATIRON FINANCIAL GROUP, LLC

RIA

CRD#: 146552

MANCHESTER, NH

Past

April 13, 2009 - October 8, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

MANCHESTER, NH

Past

April 13, 2009 - October 8, 2019

LPL FINANCIAL LLC

CRD#: 6413

MANCHESTER, NH

Past

October 16, 2006 - April 14, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

MANCHESTER, NH

Past

October 16, 2006 - April 14, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

MANCHESTER, NH

Past

February 2, 1998 - October 18, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MANCHESTER, NH

Past

October 11, 1990 - October 18, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MANCHESTER, NH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST HEARTLAND CONSULTANTS, INC.

FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.

CRD#: 110377 / SEC#: 801-46595

RIA

Registered Investment Advisory firm - (5/23/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/18/2023)

Maine
(9/18/2023)

Maryland
(9/18/2023)

Massachusetts
(9/18/2023)

New Hampshire
(9/18/2023)

IAR

New Hampshire
(9/18/2023)

Rhode Island
(9/18/2023)

IAR

Rhode Island
(9/18/2023)

Texas
(9/18/2023)

IAR

Texas
(9/18/2023)

Vermont
(9/18/2023)

Washington
(9/18/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/6/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/17/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/9/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FIRST HEARTLAND CONSULTANTS, INC.

FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.

CRD#: 110377 / SEC#: 801-46595

RIA

Registered Investment Advisory firm - (5/23/1994 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367

Mailing Address

Phone number

(636) 625-0900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRST HEARTLAND CONSULTANTS, INC. (2/26/2025)

FIRST HEARTLAND CONSULTANTS INC. APPENDIX 1 TO FORM ADV PART 2A - FIRST HEARTLAND ASSET STRATEGIES WRAP FEE PROGRAM (2/26/2025)

FIRST HEARTLAND CONSULTANTS INC-APPENDIX I TO ADV PART 2A WRAP FEE PROGRAM (2/26/2025)

FIRST HEARTLAND CONSULTANTS, INC.-APPENDIX I TO FORM ADV PART 2A-RETIREMENT PLAN WRAP SERVICES (2/26/2025)

Regulatory assets under management

Total Number of Accounts	9,231
AUM (Assets Under Management)	$ 1,771,078,009

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/13/2025	Cover Page	Report
08/12/2024	Cover Page	Report
12/07/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robin D. Morrell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robin Dale Morrell's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST HEARTLAND CAPITAL, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

FLATIRON FINANCIAL GROUP, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

FIRST HEARTLAND CONSULTANTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/6/1996

Series 63

Date: 10/17/1990

SIE

Date: 10/1/2018

Series 7

Date: 10/9/1990

Series 24

Date: 1/2/2007

FINRA

Current Firm

FIRST HEARTLAND CONSULTANTS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIRST HEARTLAND CONSULTANTS, INC.

TRUST BUT VERIFY

Contact information

Similar Advisors