Gregory A. Schifko
Professional summary
Gregory Alan Schifko, CIMA®, who also goes by Gregg Schifko, Gregory Alan Schifko, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1991. Gregory has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Alan Schifko's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2017 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917February 11, 2011 - October 7, 2016
FIDELITY DISTRIBUTORS COMPANY LLC
June 4, 2003 - January 18, 2011
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
April 16, 2002 - May 23, 2003
PRINCIPAL SECURITIES, INC.
September 9, 1998 - March 9, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 8, 1996 - May 12, 1998
LPL FINANCIAL LLC
January 1, 1996 - February 15, 1996
FIRST UNION BROKERAGE SERVICES, INC.
October 3, 1995 - January 1, 1996
MARKETING ONE SECURITIES, INC.
September 18, 1995 - October 9, 1995
ESSEX NATIONAL SECURITIES, LLC
October 19, 1993 - August 11, 1995
INDEPENDENT FINANCIAL SECURITIES, INC.
February 21, 1992 - December 22, 1993
CAPITAL BROKERAGE CORPORATION
July 2, 1991 - February 27, 1992
WEALTH BUILDERS EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2017)
(1/3/2017)
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(12/18/2017)
(1/3/2017)
(1/3/2017)
(1/3/2017)
(1/3/2017)
(7/21/2025)
(1/3/2017)
(1/3/2017)
(1/3/2017)
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(1/3/2017)
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Smithfield, RI 02917TRUST BUT VERIFY
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