AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
RH

Richard J. Holle

WEALTHPLAN PARTNERS
Tampa, FL 33602
Some features on this profile are disabled
CRD#: 2084676
RH

Professional summary

Richard Jacob Holle JR is a registered financial advisor currently at WEALTHPLAN PARTNERS located in Tampa, Florida.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Richard has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Highland Capital Position: Agent Nature: Life Insurance Sales-Investment Related: Yes -Start Date: 01/01/2017 Address: 15801 Brixham Hill Ave, Charlotte NC 28277 Description: offering Life insurance solutions for family protection and estate taxes WEALTHPLAN PARTNERS POSITION: Founding Partner Wealth Manager NATURE: WEALTHPLAN PARTNERS-DBA/IRIA- INVESTMENT ADVISORY-INVESTMENT RELATED- START DATE: LOCATED AT 101 S 108th Ave., Omaha NE 68154 INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2014 ADDRESS: 101 S 108th Ave., Omaha NE 68154 DESCRIPTION: Discuss strategies for improvement and growth of WPP with the other Founding Partners

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Jacob Holle JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 8, 2020 - Present

WEALTHPLAN PARTNERS

Office #1: The Asher 1050 Water Street 7th Floor, Tampa, FL 33602
RIA
CRD#: 305026
Tampa, FL
Past

June 14, 2024 - November 20, 2024

OSAIC WEALTH, INC.

BD
CRD#: 23131
Bayonne, NJ
Past

December 20, 2016 - June 14, 2024

SECURITIES AMERICA, INC.

BD
CRD#: 10205
Bayonne, NJ
Past

March 6, 2014 - July 10, 2020

WEALTHPLAN PARTNERS

RIA
CRD#: 158935
OMAHA, NE
Past

February 19, 2014 - December 22, 2016

LPL FINANCIAL LLC

BD
CRD#: 6413
BAYONNE, NJ
Past

February 4, 2008 - February 28, 2014

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
BAYONNE, NJ
Past

February 7, 2007 - January 22, 2008

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
BAYONNE, NJ
Past

February 1, 2007 - February 28, 2014

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
BAYONNE, NJ
Past

July 31, 1996 - February 9, 2007

LPL FINANCIAL LLC

RIA
CRD#: 6413
BAYONNE, NJ
Past

July 31, 1996 - February 9, 2007

LPL FINANCIAL LLC

BD
CRD#: 6413
BAYONNE, NJ
Past

September 20, 1994 - July 31, 1996

CONSECO SECURITIES, INC.

BD
CRD#: 29367
CARMEL, IN
Past

September 8, 1992 - December 9, 1993

FLEET ENTERPRISES, INC.

BD
CRD#: 17434
NEW YORK, NY
Past

August 24, 1992 - August 27, 1992

USLIFE EQUITY SALES CORP.

BD
CRD#: 7962
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WP
WEALTHPLAN PARTNERS
COBLE MCCUNE WEALTH MANAGEMENT | WPP HOLDINGS, LLC | WELCH FINANCIAL PLANNING, LLC | WEALTHPLAN PARTNERS, LLC | WEALTHPLAN PARTNERS | WEALTH PLAN ADVANTAGE | WAYPOINT ADVISORS | VIZIONARY WEALTH MANAGEMENT | THE PREFERRED CLIENT GROUP | PREFERRED CLIENT GROUP | MORAVEC FINANCIAL ADVISORS, INC. | MASINMISKO | KECHELY WEALTH MANAGEMENT | INDEPENDENT INVESTMENT SERVICES | HAMILTON WEALTH MANAGEMENT | FIT WEALTH ADVISORS | FELTZ WEALTHPLAN

CRD#: 305026 / SEC#: 801-117955

RIA
Registered Investment Advisory firm - (11/25/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(6/27/2025)
IAR
New Jersey
(1/8/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/1/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/28/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/5/1998
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/22/1992
Investment Company Products/Variable Contracts Representative Examination

Current Firm

WP
WEALTHPLAN PARTNERS
COBLE MCCUNE WEALTH MANAGEMENT | WPP HOLDINGS, LLC | WELCH FINANCIAL PLANNING, LLC | WEALTHPLAN PARTNERS, LLC | WEALTHPLAN PARTNERS | WEALTH PLAN ADVANTAGE | WAYPOINT ADVISORS | VIZIONARY WEALTH MANAGEMENT | THE PREFERRED CLIENT GROUP | PREFERRED CLIENT GROUP | MORAVEC FINANCIAL ADVISORS, INC. | MASINMISKO | KECHELY WEALTH MANAGEMENT | INDEPENDENT INVESTMENT SERVICES | HAMILTON WEALTH MANAGEMENT | FIT WEALTH ADVISORS | FELTZ WEALTHPLAN

CRD#: 305026 / SEC#: 801-117955

RIA
Registered Investment Advisory firm - (11/25/2019 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
101 South 108th Avenue, Omaha, NE 68154
Mailing Address
Phone number
(402) 691-0200
Established
Firm type
Fiscal year end
# of Employees
58

SEC notice filing (39 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2A (8/28/2025)

Regulatory assets under management

Total Number of Accounts5,895
AUM (Assets Under Management)$ 1,271,554,814

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTHPLAN PARTNERS

CRD#: 305026Tampa, FL 33602

TRUST BUT VERIFY

Monitor Richard Holle

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Spiros Vassilakos
Spiros VassilakosAdvisorCheck Check Mark
CSENGE ADVISORY GROUP, LLC
IAR
Tarpon Springs, FL
GD
Gustavo Delgado AliceaAdvisorCheck Check Mark
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
IAR
RR
Brandon, FL
LG
Lee GorgasAdvisorCheck Check Mark
CHARLES SCHWAB & CO., INC.
IAR
RR
Tampa, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.