Michael A. Giasi
Professional summary
Michael Anthony Giasi, who also goes by Michael Anthony Giasi, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Edison, New Jersey.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1990. Michael has worked at 10 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Anthony Giasi's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 17, 2024 - Present
NYLIFE SECURITIES LLC
Office #1: 379 Thornall Street Fl 8, Edison, NJ 08837May 17, 2016 - June 23, 2020
SAMUEL A. RAMIREZ & COMPANY, INC.
August 13, 2015 - April 26, 2016
CG CAPITAL MARKETS, LLC
October 14, 2014 - July 30, 2015
CAPITAL GUARDIAN, LLC
November 30, 2011 - October 8, 2014
KEYBANC CAPITAL MARKETS INC.
October 5, 2009 - November 4, 2011
KEEFE, BRUYETTE & WOODS, INC.
July 10, 2006 - October 6, 2009
SG AMERICAS SECURITIES, LLC
April 7, 2004 - June 22, 2006
MAXIM GROUP LLC
July 24, 1991 - September 17, 1997
UBS FINANCIAL SERVICES INC.
September 6, 1990 - March 27, 1991
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/7/2025)
(2/25/2025)
Exams
Series 7TO
Date: 3/17/2024
General Securities Representative ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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