Eric S. Bazil

PHOENIX INTERNATIONAL INVESTMENTS LLC

NASHUA, NH 03063

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CRD#: 2084499

Professional summary

Eric Serioj Bazil is a registered financial advisor currently at PHOENIX INTERNATIONAL INVESTMENTS LLC located in Nashua, New Hampshire and HUDSON CAPITAL ADVISORS BD LLC located in Nashua, New Hampshire.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Eric has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PHOENIX INTERNATIONAL INVESTMENTS LLC, INVESTMENT-RELATED; 20 TRAFALGAR SQUARE, SUITE 432, NASHUA, NH 03063; MULTI-FAMILY OFFICE PROVIDING INVESTMENT CONSULTANCY SERVICES AND MANAGEMENT OF BANKING RELATIONSHIPS FOR INTERNATIONAL INVESTORS; OWNER; 40+ HOURS PER WEEK; RESPONSIBLE FOR OPERATIONS; ASSISTING CLIENTS IN CONDUCTING DUE DILIGENCE ON INVESTMENTS; LIAISE WITH INVESTMENT PROVIDERS AND TRAVEL ON BEHALF OF CLIENTS TO REVIEW AND EVALUATE THEIR INVESTMENTS, COMPENSATED THROUGH PERFORMANCE, MANAGEMENT & PLACEMENT FEES; LISTED AS OFFICER ON COMPANY WEBSITE, WWW.PHNXINTL.COM., September 2013; 160+ month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Serioj Bazil's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2015 - Present

PHOENIX INTERNATIONAL INVESTMENTS LLC

Office #1: 20 Trafalgar Square, Suite 432, Nashua, NH 03063

RIA

CRD#: 170692

NASHUA, NH

Current

June 2, 2014 - Present

HUDSON CAPITAL ADVISORS BD LLC

Office #1: 20 Trafalgar Square, Suite 432, Nashua, NH 03063

CRD#: 132424

Nashua, NH

Past

May 29, 2007 - September 19, 2013

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

NEW YORK, NY

Past

May 29, 2007 - September 19, 2013

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

January 4, 2007 - May 29, 2007

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

NEW YORK, NY

Past

August 26, 2002 - May 29, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

NEW YORK, NY

Past

September 5, 1991 - February 6, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

August 10, 1990 - January 29, 1991

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

August 10, 1990 - January 29, 1991

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PHOENIX INTERNATIONAL INVESTMENTS LLC

CRD#: 170692 / SEC#: 801-115103

RIA

Registered Investment Advisory firm - (4/26/2019 Approved)

New Hampshire

Registered Investment Advisory firm - (2/15/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(4/21/2021)

IAR

New Hampshire
(10/16/2015)

New Hampshire
(5/18/2016)

New York
(7/9/2015)

IAR

Texas
(7/8/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/2/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/4/1991

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/2/1990

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

PHOENIX INTERNATIONAL INVESTMENTS LLC

CRD#: 170692 / SEC#: 801-115103

RIA

Registered Investment Advisory firm - (4/26/2019 Approved)

New Hampshire

Registered Investment Advisory firm - (2/15/2023 Terminated)

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Contact information

Main Address

20 Trafalgar Square Suite 432, Nashua, NH 03063

Mailing Address

Phone number

(603) 589-4033

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

PHOENIX INTERNATIONAL INVESTMENTS, LLC BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 96,836,408

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Eric S. Bazil

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Serioj Bazil's CRS (Customer Relationship Summary).

Certified licenses

Experience

HUDSON CAPITAL ADVISORS BD LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

PHOENIX INTERNATIONAL INVESTMENTS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/2006

Series 63

Date: 7/2/2003

SIE

Date: 10/1/2018

Series 7

Date: 9/4/1991

Series 6

Date: 8/2/1990

FINRA

Current Firm

PHOENIX INTERNATIONAL INVESTMENTS LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PHOENIX INTERNATIONAL INVESTMENTS LLC

TRUST BUT VERIFY

Contact information

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