Lisa C. Jones
Professional summary
Lisa Courtney Jones is a registered financial professional currently at ADVANTAGE SECURITIES LLC located in Chicago, Illinois.
Lisa is registered as a RR (Registered Representative) and started their career in finance in 2001. Lisa has worked at 3 firms and has passed the Series 99TO, SIE, Series 7, Series 52, Series 3, Series 14, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lisa Courtney Jones's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2005 - Present
ADVANTAGE SECURITIES LLC
Office #1: 141 West Jackson Boulevard Suite 3900, Chicago, IL 60604Office #2: 141 West Jackson Boulevard Suite 3900, Chicago, IL 60604March 28, 2002 - July 16, 2004
MIZUHO SECURITIES USA LLC
July 11, 2001 - October 2, 2001
FUJI FUTURES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ADVANTAGE SECURITIES LLC
CRD#: 39362 / SEC#: , 8-48652
Contact information
FINRA licenses (2 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
