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CRD#: 39362
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

ADVANTAGE SECURITIES LLC is located at 141 West Jackson Boulevard Suite 3900, Chicago, IL 60604 and was first established at Chicago, Illinois in 08/03/1995. After operating for 30 years, ADVANTAGE SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ADVANTAGE SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. ADVANTAGE SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ADVANTAGE SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ADVANTAGE SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ADVANTAGE SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for ADVANTAGE SECURITIES LLC Comes From

Understanding the Statistics for ADVANTAGE SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
141 West Jackson Boulevard Suite 3900, Chicago, IL 60604
Mailing Address
141 West Jackson Boulevard Suite 3900, Chicago, IL 60604
Firm Size
Small
Phone Number
(312) 800-7000
Established
Illinois since 08/03/1995
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ADVANTAGE FUTURES L.L.C.OWNER
CRANE, MARGUERITE MARYFINOP, PFO2623309
GUINAN, JOSEPH MICHAEL JRCHIEF EXECUTIVE OFFICER, POO1548822
JONES, LISA COURTNEYCHIEF COMPLIANCE OFFICER2084154
WESTBROOK, SARAH MARGARETROSFP4751500

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Advisor's working at ADVANTAGE SECURITIES LLC

SW

Sarah Margaret Westbrook

Sarah Margaret Mooney
IAR
RR
CRD#: 4751500
Location:
Raleigh, NC 27609
Company:
CAPTRUST
Disclosures:
Experience:
25 years
View Profile
JG

Joseph Michael Guinan JR

RR
CRD#: 1548822
Location:
Chicago, IL 60604
Company:
ADVANTAGE SECURITIES LLC
Disclosures:
Experience:
39 years
View Profile
RB

Richard Harry Borman JR

Richard Harry Borman
RR
CRD#: 1901101
Location:
Chicago, IL 60604
Company:
ADVANTAGE SECURITIES LLC
Disclosures:
Experience:
35 years
View Profile
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