Michele P. Smith
Professional summary
Michele Pike Smith, who also goes by Lisa Michele Pike, Lisa Michele Smith, Michelle P Smith, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Greensboro, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Greensboro, North Carolina.
Michele is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Michele has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michele Pike Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 26, 2023 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 3318 W Friendly Ave Fl 1, Greensboro, NC 27410January 26, 2023 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 3318 W Friendly Ave Fl 3, Greensboro, NC 27410August 15, 2013 - February 23, 2023
MORGAN STANLEY
August 15, 2013 - February 23, 2023
MORGAN STANLEY
January 2, 2013 - August 21, 2013
BB&T SECURITIES, LLC
January 2, 2013 - August 21, 2013
BB&T SECURITIES, LLC
December 31, 2001 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
May 5, 1999 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
January 10, 1997 - May 5, 1999
SCOTT & STRINGFELLOW, INC.
April 2, 1993 - January 20, 1997
UBS FINANCIAL SERVICES INC.
December 24, 1992 - March 4, 1993
MCDANIEL LEWIS & COMPANY
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/26/2023)
(6/25/2025)
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(1/19/2024)
(1/26/2023)
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(12/20/2023)
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(2/1/2023)
(1/26/2023)
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(4/29/2024)
(6/25/2025)
(1/26/2023)
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(6/25/2025)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Greensboro, NC 27410TRUST BUT VERIFY
Monitor Michele Smith
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