JT
James S. Turo
GT INVESTMENT MANAGEMENT
Los Angeles, CA 90094
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CRD#: 2083402
JT
Professional summary
James Steven Turo is a registered financial advisor currently at GT INVESTMENT MANAGEMENT, LLC located in Los Angeles, California and GT SECURITIES, INC. located in Los Angeles, California.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. James has worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ALSO SERVE AS Managing Director of GT Securities, Inc., a Registered Broker-Dealer, CEO OF GROWTHINK, INC., A STRATEGIC BUSINESS PLANNING ADVISORY FIRM, AND AS GROWTH ADVISOR WITH GUIDING METRICS, A STRATEGIC DASHBOARD AND BUSINESS ANALYTICS PROVIDER / DEVELOPER, and as Managing Member of GT Investment Management LLC, a to-be-formed Registered Investment Advisory Firm. GT Securities Inc. as Managing Director.
CRS (Client Relationship Summary) - RIA
Click below to view James Steven Turo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 30, 2023 - Present
GT INVESTMENT MANAGEMENT, LLC
Office #1: 12130 Millennium Drive Suite 300, Los Angeles, CA 90094RIA
CRD#: 325619
Los Angeles, CA
Current
February 27, 2002 - Present
GT SECURITIES, INC.
Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094Office #2: 12130 Millennium Drive Suite 300, Los Angeles, CA 90094BD
CRD#: 116012
Los Angeles, CA
Past
July 27, 2018 - August 13, 2018
FIVE 9 SECURITIES, LLC
BD
CRD#: 114853
LADERA RANCH, CA
Past
May 17, 2005 - April 4, 2007
INNOVATION CAPITAL, LLC
BD
CRD#: 133551
EL SEGUNDO, CA
Past
November 17, 2003 - November 24, 2003
CLARIS ADVISORS LLC
BD
CRD#: 126037
VIENNA, VA
Past
September 17, 1990 - May 4, 1993
F.N. WOLF & CO., INC.
BD
CRD#: 13051
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/13/2024)
RR
Arizona(4/23/2020)
IAR
Arizona(8/16/2024)
RR
Arkansas(2/29/2024)
RR
California(3/11/2002)
IAR
California(6/30/2023)
RR
Connecticut(6/17/2021)
RR
Delaware(5/21/2020)
IAR
Delaware(10/8/2025)
RR
District of Columbia(12/16/2021)
RR
Florida(9/8/2020)
IAR
Florida(12/16/2024)
RR
Georgia(9/3/2008)
IAR
Idaho(10/3/2025)
RR
Indiana(4/29/2024)
RR
Kentucky(9/29/2022)
RR
Maine(2/22/2024)
RR
Maryland(6/7/2021)
RR
Massachusetts(7/15/2021)
RR
Michigan(6/23/2021)
IAR
Michigan(9/17/2025)
RR
Minnesota(2/27/2024)
RR
Missouri(9/9/2021)
RR
Montana(2/13/2024)
RR
Nebraska(2/22/2024)
RR
Nevada(5/27/2021)
IAR
Nevada(9/15/2025)
RR
New Hampshire(1/24/2025)
RR
New Jersey(5/27/2021)
RR
New Mexico(10/2/2024)
RR
New York(8/4/2008)
IAR
New York(5/29/2024)
IAR
North Carolina(4/1/2024)
IAR
North Dakota(10/22/2025)
RR
Ohio(4/23/2020)
RR
Oregon(5/4/2020)
IAR
Oregon(10/17/2025)
RR
South Dakota(4/29/2024)
IAR
South Dakota(10/14/2025)
IAR
Tennessee(9/17/2025)
RR
Texas(6/16/2009)
IAR
Texas(5/20/2024)
RR
Utah(3/4/2020)
RR
Vermont(4/10/2024)
RR
Virginia(6/25/2022)
RR
Wisconsin(1/11/2024)
IAR
Wyoming(10/13/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 1/15/2002
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GI
GT INVESTMENT MANAGEMENT, LLC
GT INVESTMENT MANAGEMENT, LLC
CRD#: 325619 / SEC#: 801-134784
Arizona
Registered Investment Advisory firm - (8/16/2024 Approved)California
Registered Investment Advisory firm - (6/30/2023 Approved)Delaware
Registered Investment Advisory firm - (8/7/2025 Approved)Florida
Registered Investment Advisory firm - (12/16/2024 Approved)Idaho
Registered Investment Advisory firm - (10/3/2025 Approved)Michigan
Registered Investment Advisory firm - (9/11/2025 Approved)Nevada
Registered Investment Advisory firm - (9/12/2025 Approved)New York
Registered Investment Advisory firm - (5/29/2024 Approved)North Carolina
Registered Investment Advisory firm - (3/26/2024 Approved)North Dakota
Registered Investment Advisory firm - (10/16/2025 Approved)Ohio
Registered Investment Advisory firm - (3/25/2024 Approved)Oregon
Registered Investment Advisory firm - (10/17/2025 Approved)South Dakota
Registered Investment Advisory firm - (10/9/2025 Approved)Tennessee
Registered Investment Advisory firm - (9/17/2025 Approved)Texas
Registered Investment Advisory firm - (5/20/2024 Conditional Restricted)Wyoming
Registered Investment Advisory firm - (10/9/2025 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
12130 Millennium Drive Suite 300, Los Angeles, CA 90094
Mailing Address
Phone number
(310) 954-2013
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 5,500,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
