JV
John J. Vento
CETERA INVESTMENT ADVISERS LLC
Highland Beach, FL
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CRD#: 2082971
JV
Professional summary
John Joseph Vento is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Highland Beach, Florida and CETERA WEALTH SERVICES, LLC located in Staten Island, New York.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. John has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Vento Alpha Fund LP 95 New Dorp Lane Staten Island NY 10306 DBA Partner/General Partner 12/17/2015 2hrs~1hrs investing family money. 3) Dor Rose Realty LLC 95 New Dorp La Staten Island NY 10306 Real Estate/Mortgage/Title Services/Appraisal Owner/Sole Proprietor 1/1/2005 2hrs~1hrs Owner/Bookkeeping. 4) Douglas Road Development, LLC 95 New Dorp Lane Staten Island NY 10306 Other Owner 1/1/2016 1hrs~0hrs Pay bills to maintain property. 5) Fiduciary Appointment Trustee 95 New Dorp Lane Staten Island NY 10306 1/1/2010 15 minuteshrs 0hrs Trustee. 6) FINANCIAL INDEPENDENCE: GETTING TO POINT X POSITION: Author NATURE: I am the author of this book, written andpublished in2018. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 95 New Dorp Lane, Staten Island NY 10306, United States DESCRIPTION: I am the author of this book, written and published in 2018. 7) GUARDIAN LIFE INSURANCE POSITION: Broker of Record NATURE: Becoming broker of record on a Guardian Life Insurance policy for our client. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/10/2024 ADDRESS: 95 New Dorp Lane, Staten Island NY 10306, United States DESCRIPTION: Becoming broker of record on a Guardian Life Insurance policy for our client
CRS (Client Relationship Summary) - RIA
Click below to view John Joseph Vento's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 13, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 95 New Dorp Lane, Staten Island, NY 10306RIA
CRD#: 105644
Highland Beach, FL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 95 New Dorp Lane, Staten Island, NY 10306BD
CRD#: 13572
STATEN ISLAND, NY
Past
December 21, 2012 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
STATEN ISLAND, NY
Past
August 31, 2001 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
STATEN ISLAND, NY
Past
September 28, 1990 - October 20, 1993
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/5/2025)
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Connecticut(9/5/2025)
RR
District of Columbia(9/5/2025)
IAR
Florida(8/13/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Hawaii(9/5/2025)
RR
Maine(9/5/2025)
RR
Maryland(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
Nevada(9/5/2025)
RR
New Hampshire(9/5/2025)
RR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
IAR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/10/2025)
RR
Pennsylvania(9/5/2025)
RR
South Carolina(9/18/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Vermont(9/5/2025)
RR
Virginia(9/5/2025)
RR
Washington(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
