Robin E. Busch
Professional summary
Robin Ellis Busch, who also goes by Robin L Ellis, Robin Lynn Ellis, is a registered financial professional currently at SPP CAPITAL PARTNERS L L C located in New York, New York.
Robin is registered as a RR (Registered Representative) and started their career in finance in 1990. Robin has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robin Ellis Busch's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 1996 - Present
SPP CAPITAL PARTNERS L L C
Office #1: 550 Fifth Avenue 12th. Floor, New York, NY 10036October 23, 1990 - August 25, 1997
SPP HAMBRO & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/4/2005)
(3/18/2002)
(2/4/2005)
(2/14/2005)
(10/24/1997)
(12/24/1997)
(2/4/2005)
(5/18/1998)
(2/4/2005)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SPP CAPITAL PARTNERS L L C
CRD#: 38103 / SEC#: , 8-48093
Contact information
FINRA licenses (11 States and Territories)
Documents
Red Flags
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