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Find, Compare and Monitor Financial Advisors at SPP CAPITAL PARTNERS L L C

CRD#: 38103
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SPP CAPITAL PARTNERS L L C is located at 550 Fifth Avenue 12th Floor, New York, NY 10036 and was first established at New York, Delaware in 08/21/1998. After operating for 27 years, SPP CAPITAL PARTNERS L L C has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SPP CAPITAL PARTNERS L L C’s clients are individuals and 0% of their clients are high net worth individuals. SPP CAPITAL PARTNERS L L C has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SPP CAPITAL PARTNERS L L C are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SPP CAPITAL PARTNERS L L C‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SPP CAPITAL PARTNERS L L C. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for SPP CAPITAL PARTNERS L L C Comes From

Understanding the Statistics for SPP CAPITAL PARTNERS L L C and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
550 Fifth Avenue 12th Floor, New York, NY 10036
Mailing Address
550 Fifth Avenue 12th Floor, New York, NY 10036
Firm Size
Small
Phone Number
(212) 455-4500
Established
Delaware since 08/21/1998
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SPP HOLDINGS, LLCMEMBER
BUSCH, ROBIN ELLISMANAGING PARTNER2082719
LAZARUS, AMY SUECHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER AND FINOP1498788
SHAFFER, STEFAN LMANAGING PARTNER1498973

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Advisor's working at SPP CAPITAL PARTNERS L L C

CK

Charles Todd Kumble

Charles Tald Kimble, Charles Todd Kimble
RR
CRD#: 1698925
Location:
New York, NY 10036
Company:
SPP CAPITAL PARTNERS L L C
Disclosures:
Experience:
28 years
View Profile
RB

Robin Ellis Busch

Robin L Ellis, Robin Lynn Ellis
RR
CRD#: 2082719
Location:
New York, NY 10036
Company:
SPP CAPITAL PARTNERS L L C
Disclosures:
Experience:
35 years
View Profile
AL

Amy Sue Lazarus

Amy Sue Goldberg
RR
CRD#: 1498788
Location:
Sarasota, FL
Company:
SPP CAPITAL PARTNERS L L C
Disclosures:
Experience:
39 years
View Profile
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